Reginald J. Hollinger
Professional summary
Reginald James Hollinger is a registered financial professional currently at CASTLEOAK SECURITIES, LP located in New York, New York.
Reginald is registered as a RR (Registered Representative) and started their career in finance in 1993. Reginald has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reginald James Hollinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2014 - Present
CASTLEOAK SECURITIES, LP
Office #1: 200 Vesey St. Fl 04, New York, NY 10281January 27, 2012 - July 3, 2012
TRUIST SECURITIES, INC.
May 3, 1999 - May 12, 2000
J.P. MORGAN SECURITIES INC.
May 16, 1997 - May 14, 1999
UBS FINANCIAL SERVICES INC.
February 11, 1993 - April 9, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2014)
Exams
FINRA
Current Firm
CASTLEOAK SECURITIES, LP
CRD#: 125334 / SEC#: , 8-65786
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | |
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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