Ashok Nayyar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashok Nayyar was a registered financial professional .
Ashok is a previously registered financial professional and started their career in finance in 1989. Ashok had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2010 - September 10, 2012
CYAN CAPITAL MARKETS LLC
May 5, 2006 - August 8, 2008
MORGAN STANLEY & CO. LLC
September 1, 1998 - May 20, 2006
CITIGROUP GLOBAL MARKETS INC.
September 19, 1989 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CYAN CAPITAL MARKETS LLC
CRD#: 150979 / SEC#: , 8-68323
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
