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Ashok Nayyar

CRD# 1859732·Registered 1989 - 2012
Previously Registered: Being a previously registered professional could mean that Ashok is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ashok Nayyar was a registered financial advisor. Ashok was a previously registered financial professional and started their career in finance 1989 - 2012. Ashok had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CYAN CAPITAL MARKETS LLC·CRD# 150979
BD
New York, NY
February 26, 2010 - September 10, 2012
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 5, 2006 - August 8, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 1, 1998 - May 20, 2006
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
September 19, 1989 - September 1, 1998

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Current Firm

CC
CYAN CAPITAL MARKETS LLC

CYAN CAPITAL MARKETS LLC

CRD#: 150979 / SEC#: 8-68323
BD
Terminated by SEC on 09/09/2012

Contact Information

Established

Delaware since 05/14/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CYAN PARTNERS LPOWNER—
CALIMANO, FRANK VINCENTFINOP, CFO840807
NAYYAR, ASHOKMANAGING MEMBER, CCO1859732

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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