Peter K. Hoglund
Professional summary
Peter Kemper Hoglund, who also goes by Peter Kemper Aoglund, Peter Kemper Hoglung, is a registered financial professional currently at ROYCE FUND SERVICES, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 99 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Kemper Hoglund's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2017 - Present
ROYCE FUND SERVICES, LLC
Office #1: One Madison Avenue 17th Floor, New York, NY 10010May 23, 2000 - October 30, 2002
FUNDS DISTRIBUTOR, LLC
October 14, 1993 - October 29, 1999
LPM INVESTMENT SERVICES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ROYCE FUND SERVICES, LLC
CRD#: 14470 / SEC#: , 8-28663
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROYCE & ASSOCIATES, LP | MEMBER | |
| CLARK, CHRISTOPHER DEWITT | PRESIDENT, SUPERVISORY PRINCIPAL | 1735713 |
| DENNEEN, JOHN EDWARD | SECRETARY, GENERAL COUNSEL | 4324430 |
| GANNON, FRANCIS DOYLE | VICE PRESIDENT | 2420802 |
| PALASITS, THOMAS R | TREASURER, FINANCIAL & OPERATIONS PRINCIPAL | 1675575 |
| WILSON, DAVID BERTRAND | CHIEF COMPLIANCE OFFICER | 5780721 |
Red Flags
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