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FIRM PROFILE
Overview
ROYCE FUND SERVICES, LLC is located at One Madison Avenue 17th Floor, New York, NY 10010 and was first established at New York, Delaware in 02/24/2017. After operating for 8 years, ROYCE FUND SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ROYCE FUND SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ROYCE FUND SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ROYCE FUND SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ROYCE FUND SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ROYCE FUND SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ROYCE FUND SERVICES, LLC Comes From
Understanding the Statistics for ROYCE FUND SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Madison Avenue 17th Floor, New York, NY 10010
One Madison Avenue 17th Floor, New York, NY 10010
Small
(212) 508-4500
Delaware since 02/24/2017
Limited Liability Company
September
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ROYCE & ASSOCIATES, LP | MEMBER | ||
| CLARK, CHRISTOPHER DEWITT | PRESIDENT, SUPERVISORY PRINCIPAL | 1735713 | |
| DENNEEN, JOHN EDWARD | SECRETARY, GENERAL COUNSEL | 4324430 | |
| GANNON, FRANCIS DOYLE | VICE PRESIDENT | 2420802 | |
| PALASITS, THOMAS R | TREASURER, FINANCIAL & OPERATIONS PRINCIPAL | 1675575 | |
| WILSON, DAVID BERTRAND | CHIEF COMPLIANCE OFFICER | 5780721 |
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Advisor's working at ROYCE FUND SERVICES, LLC
Thomas R Palasits
Christopher Dewitt Clark
Peter Kemper Hoglund
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