Scott David Biermann | Financial Professional | Clayton, Missouri

Professional summary

Scott David Biermann is a registered financial advisor currently at MUTUAL ADVISORS, LLC located in Clayton, Missouri and MUTUAL SECURITIES, INC. located in Clayton, Missouri.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Biermann Family Farms LLC, Start Date: 01/01/2009, 7707 Shirley Dr., Clayton MO 63105, LLC, Managing Member and Sole Owner, Farming and Investment, Not Investment Related, 10 hours per month, 0 hours per day during trading hours. 2. Friends of Kids With Cancer, Start Date: 01/01/2020, 16 Sunned Dr., Ste. 161, St. Louis, MO 63143, 501C, Non Profit, General Board Member, Recently resigned (1/1/2023) as President, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 3. Insurance Agent and Broker, Start Date: 01/01/1988, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Sole Proprietor, Insurance Agent, Sale of Life, Long Term Care and Health Insurance, Non Investment Related, 4 Hours Per Month, 4 Hours Per Day During Trading Hours. 4. Trust Agreement For the Scott Family First Irrevocable Trust, Start Date: 06/01/2020, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Irrevocable Trust, Trustee of Family Irrevocable Trust, Trustee, Send out Semi Annual crummy letters, pay premiums, Investment Related, .5 Hours per month, 0 Hours per day during trading hours. 5. First In Line, LLC., Start Date: 12/18/2020, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, the LLC is located in MO but the property is located at 412 W Pacific, #1, Telluride, CO 81435, Real Estate Rental, Member, Investor in Real Estate Single Family Home located in Telluride CO, transfer title to LLC after closing, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 6. Biermann & Co. LLC., Start Date: 01/01/2023, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC taxed as S Corp, Legal entity set up so we can merge advisory firms with The Capital Group, RIA related business with Mutual Advisors/Securities, Sole Managing Member, LLC set up as administrative function to run my personal advisory business with Mutual Advisors/Securities, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 7. Hawthorne Capital Wealth Advisors, Start Date: 10/07/2022,165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC, Renting office space and sharing office expenses, Managing Principal, Renting office space and sharing office expenses, Not Investment Related, 1 Hour per month, less than 1 Hour per day during trading hours. 8. Cameo Condominium Association, Start Date: 02/01/2023, 7707 Shirley Dr., Clayton, MO 63105, Condo Association, Administrative Operations, Treasurer, Paying bills, collecting home owners monthly dues and assessments, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 9. JPB Encore, LLC., Start Date: 05/15/2024, 222 S. Central, Ste. 305, Clayton, MO 63105, LLC, Real Estate Acquisition & Management, Passive Investor, No duties, passive investor in Apartment Complex Encore St. Louis, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Biermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2017 - Present

MUTUAL ADVISORS, LLC

Office #1: 165 North Meramec Ave. Suite 430, Clayton, MO 63105

RIA

CRD#: 167658

Clayton, MO

Current

November 17, 2017 - Present

MUTUAL SECURITIES, INC.

Office #1: 165 North Meramec Ave. Ste. 430, Clayton, MO 63105

BD

CRD#: 13092

Clayton, MO

Past

July 18, 2013 - November 17, 2017

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

CLAYTON, MO

Past

July 1, 2013 - November 17, 2017

FIRST HEARTLAND CAPITAL, INC.

BD

CRD#: 32460

CLAYTON, MO

Past

March 23, 1998 - July 8, 2013

FIDELITY DISTRIBUTORS COMPANY LLC

BD

CRD#: 17507

SMITHFIELD, RI

Past

November 22, 1994 - March 17, 1998

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

OAKDALE, MN

Past

January 4, 1989 - November 8, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MA

MUTUAL ADVISORS, LLC

CRD#: 167658 / SEC#: 801-78089

RIA

Registered Investment Advisory firm - (5/26/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Georgia
(1/15/2020)

RR

Illinois
(11/17/2017)

RR

Iowa
(11/17/2017)

RR

Missouri
(11/17/2017)

IAR

Missouri
(11/17/2017)

RR

Oklahoma
(1/2/2018)

IAR

Texas
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 9/16/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/17/1995

General Securities Representative Examination

General Industry/Product Exam

RR

Series 22

Date: 2/21/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 1/3/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 7/10/1995

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

MA

MUTUAL ADVISORS, LLC

CRD#: 167658 / SEC#: 801-78089

RIA

Registered Investment Advisory firm - (5/26/2013 Approved)

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Contact information

Main Address

9140 W Dodge Road Suite 230, Omaha, NE 68114

Mailing Address

Phone number

(307) 439-6357

Established

Firm type

Fiscal year end

# of Employees

189

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUTUAL ADVISORS, LLC APPENDIX A WRAP BROCHURE (3/31/2025)

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	21,515
AUM (Assets Under Management)	$ 6,750,194,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Biermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Biermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

WOODBURY FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

MUTUAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2013

Series 63

Date: 9/16/1988

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1995

Series 22

Date: 2/21/1989

Series 6

Date: 1/3/1989

Series 24

Date: 7/10/1995

FINRA

Current Firm

MUTUAL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUTUAL ADVISORS, LLC

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