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Scott David Biermann

MUTUAL ADVISORS
Clayton, MO
·CRD# 1859333·38 years experience

Professional Summary

Scott David Biermann is a registered financial advisor currently at MUTUAL ADVISORS, LLC located in Clayton, Missouri and MUTUAL SECURITIES, INC. located in Clayton, Missouri. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

MUTUAL ADVISORS, LLC·CRD# 167658
RIA
1. 165 North Meramec Ave. Suite 430, Clayton, MO 631052. Telluride, CO
November 17, 2017 - Present
MUTUAL SECURITIES, INC.·CRD# 13092
BD
165 North Meramec Ave. Ste. 430, Clayton, MO 63105
November 17, 2017 - Present
FIRST HEARTLAND CONSULTANTS, INC.·CRD# 110377
RIA
Clayton, MO
July 18, 2013 - November 17, 2017
FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
Clayton, MO
July 1, 2013 - November 17, 2017
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
March 23, 1998 - July 8, 2013
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
November 22, 1994 - March 17, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
January 4, 1989 - November 8, 1994

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Current Firm

MA
MUTUAL ADVISORS, LLC

21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | SCANLON WEALTH MANAGEMENT | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LARSEN WEALTH STRATEGIES | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | IRONCLADNIL | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL

CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - SEC (5/26/2013 Approved)

Contact Information

Main Address

9140 W Dodge Road Suite 230, Omaha, NE 68114

Phone Number

(307) 439-6357

# of Employees

223

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUTUAL ADVISORS, LLC APPENDIX A WRAP BROCHURE (9/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

24,295

AUM (Assets Under Management)

$9,449,420,841

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Biermann Family Farms LLC, Start Date: 01/01/2009, 7707 Shirley Dr., Clayton MO 63105, LLC, Managing Member and Sole Owner, Farming and Investment, Not Investment Related, 10 hours per month, 0 hours per day during trading hours. 2. Friends of Kids With Cancer, Start Date: 01/01/2020, 16 Sunned Dr., Ste. 161, St. Louis, MO 63143, 501C, Non Profit, General Board Member, Recently resigned (1/1/2023) as President, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 3. Insurance Agent and Broker, Start Date: 01/01/1988, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Sole Proprietor, Insurance Agent, Sale of Life, Long Term Care and Health Insurance, Non Investment Related, 4 Hours Per Month, 4 Hours Per Day During Trading Hours. 4. Trust Agreement For the Scott Family First Irrevocable Trust, Start Date: 06/01/2020, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Irrevocable Trust, Trustee of Family Irrevocable Trust, Trustee, Send out Semi Annual crummy letters, pay premiums, Investment Related, .5 Hours per month, 0 Hours per day during trading hours. 5. First In Line, LLC., Start Date: 12/18/2020, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, the LLC is located in MO but the property is located at 412 W Pacific, #1, Telluride, CO 81435, Real Estate Rental, Member, Investor in Real Estate Single Family Home located in Telluride CO, transfer title to LLC after closing, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 6. Biermann & Co. LLC., Start Date: 01/01/2023, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC taxed as S Corp, Legal entity set up so we can merge advisory firms with The Capital Group, RIA related business with Mutual Advisors/Securities, Sole Managing Member, LLC set up as administrative function to run my personal advisory business with Mutual Advisors/Securities, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 7. Hawthorne Capital Wealth Advisors, Start Date: 10/07/2022,165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC, Renting office space and sharing office expenses, Managing Principal, Renting office space and sharing office expenses, Not Investment Related, 1 Hour per month, less than 1 Hour per day during trading hours. 8. Cameo Condominium Association, Start Date: 02/01/2023, 7707 Shirley Dr., Clayton, MO 63105, Condo Association, Administrative Operations, Treasurer, Paying bills, collecting home owners monthly dues and assessments, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 9. JPB Encore, LLC., Start Date: 05/15/2024, 222 S. Central, Ste. 305, Clayton, MO 63105, LLC, Real Estate Acquisition & Management, Passive Investor, No duties, passive investor in Apartment Complex Encore St. Louis, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 10. Sarah Clayton Property Owner, LLC., Start Date: 02/01/2026, 222 S. Central Ave., Ste. 305, Clayton, MO 63105, LLC, Real Estate Development, Passive Investor $250,000 Investment, No duties, Passive Investment in local St. Louis Apartment Complex, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 11. Mehlman Family Development - 61 Topton, LLC., Start Date: 04/01/2026, 34 N. Brentwood Blvd., Ste. 209, Clayton, MO 63105, LLC, Real Estate Development Project - Condo Development, Investor/Lender in project $250,000, Passive Investor - No Involvement, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MUTUAL ADVISORS, LLC

21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | SCANLON WEALTH MANAGEMENT | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LARSEN WEALTH STRATEGIES | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | IRONCLADNIL | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL

CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - SEC (5/26/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(1/15/2020)
RR
Illinois
(11/17/2017)
RR
Iowa
(11/17/2017)
RR
Missouri
(11/17/2017)
IAR
Missouri
(11/17/2017)
RR
Oklahoma
(1/2/2018)
IAR
Texas
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1989About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1989About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Scott David Biermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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