HM
Hugo A. Marrero
KESTRA ADVISORY SERVICES
Baton Rouge, LA 70809
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CRD#: 1859120
HM
Professional summary
Hugo Alberto Marrero Jr, who also goes by Hugo Alberto Marrero Jr, Hugo Alberto Marrero, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Baton Rouge, Louisiana and KESTRA INVESTMENT SERVICES, LLC located in Baton Rouge, Louisiana.
Hugo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Hugo has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hugo Alberto Marrero Jr | Hugo Alberto Marrero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/27/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: MARRERO WEALTH MANAGEMENT LLC POSITION: President/CEO NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1988 ADDRESS: 18212 E. Petroleum Dr, Suite 2C, Baton Rouge LA 70809, United States DESCRIPTION: Manage and operate the business. Provide wealth management services through Kestra to individuals and corporate entities. Bus Name: PATRIOT PROPERTIES USA, LLC POSITION: co-owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 18816 Ferncrost Court, Baton Rouge LA 70809, United States DESCRIPTION: I review the financials of the entity two times per year and otherwise I spend no time weekly on this entity. My wife primarily handles most of the duties of the business. Bus Name: HRC TRANQUILITY LLC POSITION: co-owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 18816 Ferncrost Court, Baton Rouge LA 70809, United States DESCRIPTION: My wife and I co-own the business and my duties are the oversight and management of financials of the operation, and other maintenance and repairs occasionally. We also occasionally look at other properties for investment, but none planned at the moment.
CRS (Client Relationship Summary) - RIA
Click below to view Hugo Alberto Marrero Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 18212 E Petroleum Dr Suite 2c, Baton Rouge, LA 70809RIA
CRD#: 283330
Baton Rouge, LA
Current
January 27, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 18212 E Petroleum Dr Suite 2c, Baton Rouge, LA 70809Office #2: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735BD
CRD#: 42046
Baton Rouge, LA
Past
May 27, 2020 - January 27, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Baton Rouge, LA
Past
May 22, 2020 - January 27, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Baton Rouge, LA
Past
January 16, 2015 - May 27, 2020
MORGAN STANLEY
RIA
CRD#: 149777
BATON ROUGE, LA
Past
January 16, 2015 - May 27, 2020
MORGAN STANLEY
BD
CRD#: 149777
BATON ROUGE, LA
Past
September 26, 2005 - January 26, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
BATON ROUGE, LA
Past
November 1, 1999 - January 26, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BATON ROUGE, LA
Past
February 19, 1999 - December 14, 1999
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
July 24, 1996 - March 11, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
July 24, 1996 - March 11, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
April 5, 1993 - July 23, 1996
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
August 19, 1988 - October 24, 1991
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2025)
RR
Arizona(1/27/2025)
RR
Florida(1/27/2025)
RR
Louisiana(1/27/2025)
IAR
Louisiana(1/27/2025)
RR
Mississippi(1/27/2025)
RR
Texas(1/27/2025)
IAR
Texas(1/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Baton Rouge, LA 70809TRUST BUT VERIFY
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