Hugo A. Marrero

KESTRA ADVISORY SERVICES

Baton Rouge, LA 70809

CRD#: 1859120

Some features on this profile are disabled

Professional summary

Hugo Alberto Marrero Jr, who also goes by Hugo Alberto Marrero Jr, Hugo Alberto Marrero, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Baton Rouge, Louisiana and KESTRA INVESTMENT SERVICES, LLC located in Baton Rouge, Louisiana.

Hugo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Hugo has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hugo Alberto Marrero Jr | Hugo Alberto Marrero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugo Alberto Marrero Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 18212 E Petroleum Dr Suite 2c, Baton Rouge, LA 70809

RIA

CRD#: 283330

Baton Rouge, LA

Current

January 27, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 18212 E Petroleum Dr Suite 2c, Baton Rouge, LA 70809Office #2: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

CRD#: 42046

Baton Rouge, LA

Past

May 27, 2020 - January 27, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Baton Rouge, LA

Past

May 22, 2020 - January 27, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Baton Rouge, LA

Past

January 16, 2015 - May 27, 2020

MORGAN STANLEY

RIA

CRD#: 149777

BATON ROUGE, LA

Past

January 16, 2015 - May 27, 2020

MORGAN STANLEY

CRD#: 149777

BATON ROUGE, LA

Past

September 26, 2005 - January 26, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BATON ROUGE, LA

Past

November 1, 1999 - January 26, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BATON ROUGE, LA

Past

February 19, 1999 - December 14, 1999

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

July 24, 1996 - March 11, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 24, 1996 - March 11, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

April 5, 1993 - July 23, 1996

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 19, 1988 - October 24, 1991

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/28/2025)

Arizona
(1/27/2025)

Arkansas
(3/5/2026)

Florida
(1/27/2025)

Louisiana
(1/27/2025)

IAR

Louisiana
(1/27/2025)

Mississippi
(1/27/2025)

Texas
(1/27/2025)

IAR

Texas
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/15/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/4/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/11/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

IAR

Baton Rouge, LA

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hugo A. Marrero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugo Alberto Marrero Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

VERAVEST INVESTMENTS, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

CAPITAL BROKERAGE CORPORATION

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/1998

Series 65

Date: 12/4/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/12/1999

Series 22

Date: 9/11/1989

Series 6

Date: 8/18/1988

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors