Gregory K. Womack

WOMACK INVESTMENT ADVISERS

EDMOND, OK 73013

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CRD#: 1858242

Professional summary

Gregory Kent Womack, CFP®, who also goes by Greg Womack, is a registered financial advisor currently at WOMACK INVESTMENT ADVISERS, INC located in Edmond, Oklahoma.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Womack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Kent Womack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

April 6, 2000 - Present

WOMACK INVESTMENT ADVISERS, INC

Office #1: 1366 E 15th St, Edmond, OK 73013

RIA

CRD#: 118081

EDMOND, OK

Past

January 23, 2013 - November 28, 2017

TRINITY CAPITAL ASSET ADVISORS, LLC

RIA

CRD#: 150828

EDMOND, OK

Past

February 9, 2010 - December 31, 2012

TRINITY CAPITAL ASSET ADVISORS, LLC

RIA

CRD#: 150828

EDMOND, OK

Past

January 3, 2007 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

EDMOND, OK

Past

January 24, 1995 - December 31, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EDMOND, OK

Past

November 7, 1990 - December 31, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EDMOND, OK

Past

August 3, 1988 - November 13, 1990

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 3, 1988 - November 13, 1990

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2016)

IAR

Illinois
(5/7/2012)

IAR

Indiana
(5/7/2012)

IAR

Oklahoma
(4/6/2000)

IAR

Texas
(1/1/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/29/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/9/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/1995

General Securities Principal Examination

Current Firm

WOMACK INVESTMENT ADVISERS, INC

CRD#: 118081 / SEC#: 801-68170

RIA

Registered Investment Advisory firm - (7/2/2012 Terminated)

California

Registered Investment Advisory firm - (4/8/2016 Approved)

Illinois

Registered Investment Advisory firm - (6/11/2012 Approved)

Indiana

Registered Investment Advisory firm - (3/9/2012 Approved)

Oklahoma

Registered Investment Advisory firm - (6/29/2012 Approved)

Texas

Registered Investment Advisory firm - (6/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1366 E 15th St, Edmond, OK 73013

Mailing Address

Phone number

(405) 340-1717

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 76,429,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory K. Womack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Kent Womack's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOMACK INVESTMENT ADVISERS, INC

TRINITY CAPITAL ASSET ADVISORS, LLC

TRINITY CAPITAL ASSET ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2023

Series 63

Date: 11/14/1988

Series 7

Date: 3/29/1994

Series 6

Date: 8/2/1988

Series 51

Date: 4/9/2004

Series 24

Date: 5/22/1995

Current Firm

WOMACK INVESTMENT ADVISERS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOMACK INVESTMENT ADVISERS, INC

TRUST BUT VERIFY

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