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MD

Mark J. Dorman

WELLTH ADVISORY SERVICES
Medina, OH 44256
Some features on this profile are disabled
CRD#: 1858020
MD

Professional summary

Mark Joseph Dorman, AIF® is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Medina, Ohio and LPL FINANCIAL LLC located in Medina, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 8 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Dorman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

June 28, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 1093 Medina Road Suite 201, Medina, OH 44256
RIA
CRD#: 330537
Medina, OH
Current

July 31, 2023 - Present

LPL FINANCIAL LLC

Office #1: 1093 Medina Rd Ste 201, Medina, OH 44256
RIA
BD
CRD#: 6413
Medina, OH
Past

August 1, 2023 - July 13, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
Medina, OH
Past

March 27, 2007 - August 1, 2023

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
CLEVELAND, OH
Past

March 20, 2007 - August 1, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CLEVELAND, OH
Past

January 23, 2001 - March 22, 2007

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
MEDINA, OH
Past

January 2, 2001 - March 22, 2007

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
MEDINA, OH
Past

September 8, 1999 - December 31, 2000

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

April 1, 1998 - September 30, 1999

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

April 1, 1998 - September 30, 1999

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

November 14, 1988 - April 10, 1998

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(10/26/2023)
IAR
Indiana
(7/1/2024)
RR
Maryland
(8/30/2023)
IAR
Maryland
(7/1/2024)
IAR
Michigan
(7/2/2024)
RR
Ohio
(8/1/2023)
IAR
Ohio
(6/28/2024)
RR
West Virginia
(9/25/2023)
IAR
West Virginia
(7/25/2024)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/11/1988
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)
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Contact information

Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WELLTH ADV PART 2A (12/12/2025)
WELLTH ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,338
AUM (Assets Under Management)$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLTH ADVISORY SERVICES, LLC

CRD#: 330537Medina, OH 44256

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