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Nicholas P. Shevloff

FRONTIER SECURITIES
Richmond, VA 23233
CRD#: 1857379
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NS
Nicholas P ShevloffFRONTIER SECURITIES

Professional summary

Nicholas P Shevloff, who also goes by Nicholas Philip Shevloff, Nicholas Shevloff, is a registered financial professional currently at FRONTIER SECURITIES located in Richmond, Virginia.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1988. Nicholas has worked at 14 firms and has passed the Series 66, Series 63, Series 82TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas Philip Shevloff | Nicholas Shevloff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas P Shevloff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2026 - Present

FRONTIER SECURITIES

Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233
BD
CRD#: 136102
Richmond, VA
Past

May 17, 2025 - April 15, 2026

MACK & CO. PARTNERS, LP

RIA
CRD#: 324218
DALLAS, TX
Past

February 18, 2025 - April 15, 2026

M&CO. SECURITIES LLC

BD
CRD#: 332390
DALLAS, TX
Past

December 12, 2024 - February 7, 2025

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

November 6, 2017 - May 15, 2019

NUMIS SECURITIES LLC

BD
CRD#: 128471
NEW YORK, NY
Past

July 5, 2012 - November 6, 2017

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

June 4, 2012 - June 28, 2012

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

October 1, 2008 - March 29, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 2, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

August 22, 2002 - June 2, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 1, 2001 - November 23, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 28, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

June 14, 1999 - December 7, 1999

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

June 4, 1998 - June 14, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

June 19, 1995 - April 23, 1998

NATWEST SECURITIES CORPORATION

BD
CRD#: 18238
NEW YORK, NY
Past

June 4, 1991 - October 5, 1995

NATWEST INTERNATIONAL SECURITIES INC.

BD
CRD#: 26123
NEW YORK, NY
Past

November 30, 1988 - June 11, 1991

COUNTY NATWEST GLOBAL SECURITIES LIMITED

BD
CRD#: 16212

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/5/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/17/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/22/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 4/15/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/1988
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FRONTIER SECURITIES
FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3307 Church Road Suite 220, Richmond, VA 23233
Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233
Phone number
(804) 918-2368
Established
Georgia since 05/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS, LTDMANAGING MEMBER
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRONTIER SECURITIES

CRD#: 136102Richmond, VA 23233

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