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CRD#: 136102
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FRONTIER SECURITIES is located at 3307 Church Road Suite 220, Richmond, VA 23233 and was first established at Philadelphia, Georgia in 05/03/2005. After operating for 21 years, FRONTIER SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FRONTIER SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. FRONTIER SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FRONTIER SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FRONTIER SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FRONTIER SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for FRONTIER SECURITIES Comes From

Understanding the Statistics for FRONTIER SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
3307 Church Road Suite 220, Richmond, VA 23233
Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233
Firm Size
Small
Phone Number
(804) 918-2368
Established
Georgia since 05/03/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ASPEN PARTNERS, LTDMANAGING MEMBER
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at FRONTIER SECURITIES

JB

Jeffrey Haley Beck

Jeff Beck
RR
CRD#: 1408965
Location:
Richmond, VA 23233
Company:
FRONTIER SECURITIES
Disclosures:
Experience:
40 years
WH

William Elliott Huger III

Bill Huger, Billy Huger, William Elliot Huger Iii
RR
CRD#: 1576134
Location:
Richmond, VA 23233
Company:
FRONTIER SECURITIES
Disclosures:
Experience:
39 years
EP

Elaine Mary Pang

Elaine Mary Hing, Elaine Pang
RR
CRD#: 1527446
Location:
Richmond, VA 23233
Company:
FRONTIER SECURITIES
Disclosures:
Experience:
38 years
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