Ahmad P. Baravati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ahmad Pourashouri Baravati, who also goes by Ahmad Porachouri Baravati, Ahmad D Baraviti, Ahmad Pourashouri Baraviti, was a registered financial professional .
Ahmad is a previously registered financial professional and started their career in finance in 1988. Ahmad had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1997 - January 5, 1998
CORPORATE INVESTMENTS GROUP, INC.
March 27, 1996 - December 16, 1996
SHAMROCK PARTNERS, LTD
March 31, 1995 - February 21, 1996
BIRKELBACH INVESTMENT SECURITIES, INC.
June 24, 1992 - April 20, 1993
WELLS FARGO CLEARING SERVICES, LLC
November 19, 1990 - June 19, 1992
ROGER J. LANGE AND COMPANY, INC.
July 24, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
April 17, 1989 - March 3, 1990
JOSEPHTHAL & CO., INC.
October 28, 1988 - January 25, 1989
GRAYSTONE NASH, INC.
October 21, 1988 - May 3, 1989
FIRST AMERICAN CAPITAL RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORPORATE INVESTMENTS GROUP, INC.
CRD#: 38690 / SEC#: , 8-48355
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
