Thomas P. Dooley

STRATEGIC ADVISERS LLC

PALM BEACH GARDENS, FL 33410-2709

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CRD#: 1857236

Professional summary

Thomas P. Dooley, who also goes by Thomas P Dooley, Thomas Patrick Dooley Jr, Thomas Patrick Dooley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Palm Beach Gardens, Florida and FIDELITY BROKERAGE SERVICES LLC located in Palm Beach Gardens, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas P Dooley | Thomas Patrick Dooley Jr | Thomas Patrick Dooley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas P. Dooley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #1: 3501 Pga Boulevard Grand Bank Center Suite 100, Palm Beach Gardens, FL 33410-2709

RIA

CRD#: 104555

PALM BEACH GARDENS, FL

Current

November 30, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 3501 Pga Boulevard, Suite 100 Grand Bank Center, Palm Beach Gardens, FL 33410

CRD#: 7784

Palm Beach Gardens, FL

Past

January 18, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

JACKSONVILLE, FL

Past

October 14, 2020 - October 22, 2021

THE LEADERS GROUP, INC.

CRD#: 37157

West Palm Beach, FL

Past

June 29, 2015 - November 15, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

WELLINGTON, FL

Past

June 26, 2015 - November 15, 2018

LPL FINANCIAL LLC

CRD#: 6413

WELLINGTON, FL

Past

November 17, 2011 - July 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOYNTON BEACH, FL

Past

October 26, 2011 - July 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOYNTON BEACH, FL

Past

September 22, 2011 - September 27, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

TAMPA, FL

Past

August 5, 2011 - October 14, 2011

LPL FINANCIAL LLC

CRD#: 6413

TAMPA, FL

Past

October 20, 2009 - March 25, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

STUART, FL

Past

September 24, 2009 - March 25, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

STUART, FL

Past

May 15, 2002 - May 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JUPITER, FL

Past

April 5, 2002 - May 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JUPITER, FL

Past

August 2, 2001 - March 15, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 1, 2000 - May 2, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 16, 1997 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

May 3, 1993 - August 20, 1997

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 16, 1991 - March 16, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 16, 1991 - March 16, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 4, 1989 - March 12, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 4, 1989 - March 12, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 6, 1989 - April 8, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

July 19, 1988 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/2/2021)

Alaska
(12/2/2021)

Arizona
(12/2/2021)

Arkansas
(12/2/2021)

California
(12/2/2021)

Colorado
(12/2/2021)

Connecticut
(12/2/2021)

Delaware
(12/2/2021)

District of Columbia
(12/2/2021)

Florida
(12/2/2021)

IAR

Florida
(3/31/2025)

Georgia
(12/2/2021)

Hawaii
(12/2/2021)

Idaho
(12/2/2021)

Illinois
(12/2/2021)

Indiana
(12/2/2021)

Iowa
(12/2/2021)

Kansas
(12/2/2021)

Kentucky
(12/2/2021)

Louisiana
(12/2/2021)

Maine
(12/2/2021)

Maryland
(12/2/2021)

Massachusetts
(12/2/2021)

Michigan
(12/2/2021)

Minnesota
(12/2/2021)

Mississippi
(12/2/2021)

Missouri
(12/2/2021)

Montana
(12/2/2021)

Nebraska
(12/2/2021)

Nevada
(12/2/2021)

New Hampshire
(12/2/2021)

New Jersey
(12/2/2021)

New Mexico
(12/2/2021)

New York
(12/2/2021)

North Carolina
(11/30/2021)

North Dakota
(12/2/2021)

Ohio
(12/6/2021)

Oklahoma
(12/2/2021)

Oregon
(12/2/2021)

Pennsylvania
(12/2/2021)

Puerto Rico
(12/2/2021)

Rhode Island
(12/2/2021)

South Carolina
(12/2/2021)

South Dakota
(12/2/2021)

Tennessee
(12/2/2021)

Texas
(12/2/2021)

IAR

Texas
(3/31/2025)

Utah
(12/2/2021)

Vermont
(12/2/2021)

Virginia
(12/2/2021)

Washington
(12/2/2021)

West Virginia
(12/2/2021)

Wisconsin
(12/2/2021)

Wyoming
(12/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas P. Dooley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas P. Dooley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

THE LEADERS GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

QUICK & REILLY, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

CITICORP INVESTMENT SERVICES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

J. W. GANT & ASSOCIATES, INC.

INVESTORS CENTER, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2022

Series 65

Date: 12/9/1999

Series 63

Date: 8/25/1988

SIE

Date: 10/1/2018

Series 7

Date: 7/16/1988

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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