MC
Matthew S. Curley
EXCELSIOR WEALTH MANAGEMENT LLC
Chicago, IL
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CRD#: 1856721
MC
Professional summary
Matthew Stephen Curley is a registered financial advisor currently at EXCELSIOR WEALTH MANAGEMENT LLC located in Chicago, Illinois and EXCELSIOR ADVISOR NETWORK LLC located in Denver, Colorado.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) EXCELSIOR CAPITAL GROUP - 5/1/2023 - 393 Madison Street, Denver, CO 80206 - CEO/Wealth Advisor, Run firm/advise clients, Invt Rel, RA business, 120 hrs/mo; 120 hrs/mo (during trading hours). 2) EXCELSIOR WEALTH MANAGEMENT LLC - 1/1/2024 - 1642 N CLEVELAND AVE, CHICAGO, IL 60614 - OWNER, INVESTMENT RELATED - 120 HRS/MTH DURING TRADING HOURS 3) AIRBNB - 3/15/24 - 1642 N Cleveland Avenue, Chicago, IL 60614 - Owner of home, Interact with guests, Not Invt Rel, Hosting home, 2 hrs/mo; 1 hr/mo (during trading hours). 4) Matthew Curley is a Registered Representative at The Leader Group; Investment related: Yes; Location: 393 Madison St Denver CO 80206; Description: I am newly registered with a broker dealer, The Leaders Group, to facilitate a small amount of brokerage business with clients, mainly variable annuities.; Responsibilities Duties: Providing investment advice and purchasing securities for individual investors.; Start Date: 2024-07-01; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Stephen Curley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2023 - Present
EXCELSIOR WEALTH MANAGEMENT LLC
RIA
CRD#: 326976
Chicago, IL
Current
March 10, 2025 - Present
EXCELSIOR ADVISOR NETWORK LLC
RIA
CRD#: 334779
DENVER, CO
Current
June 25, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
December 16, 2005 - May 6, 2023
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
CHICAGO, IL
Past
December 16, 2005 - May 6, 2023
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
CHICAGO, IL
Past
December 28, 1997 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DEERFIELD, IL
Past
July 31, 1993 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DEERFIELD, IL
Past
July 27, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 20, 1990 - July 29, 1992
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EXCELSIOR ADVISOR NETWORK LLC
BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT
CRD#: 334779 / SEC#: 801-132014
RIA
Registered Investment Advisory firm - (3/4/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(5/21/2024)
IAR
Colorado(9/28/2023)
RR
Colorado(6/25/2024)
IAR
Illinois(9/28/2023)
RR
Illinois(6/25/2024)
RR
Ohio(6/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EXCELSIOR ADVISOR NETWORK LLC
BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT
CRD#: 334779 / SEC#: 801-132014
RIA
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Contact information
Main Address
Denver, CO
Mailing Address
Po Box 6195, Denver, CO 80206
Phone number
(303) 351-6436
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 150,007,226 |
Red Flags
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