Hortensia M. Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hortensia M Perez, CFP®, who also goes by Hortensia Barrionuevo, Hortensia Crespo, Hortensia Maria Perez, was a registered financial professional .
Hortensia is a previously registered financial professional and started their career in finance in 1988. Hortensia had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2003 - May 2, 2023
MISSIONSQUARE RETIREMENT
October 30, 2003 - May 2, 2023
MISSIONSQUARE INVESTMENT SERVICES
July 1, 2003 - October 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - October 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 2, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 9, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 1, 1998 - August 20, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 16, 1996 - April 1, 1998
BARNETT INVESTMENTS, INC.
January 20, 1994 - October 11, 1994
CITICORP INVESTMENT SERVICES
May 9, 1991 - January 11, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
November 22, 1989 - May 15, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 1988 - September 26, 1989
IDS LIFE INSURANCE COMPANY
July 20, 1988 - September 26, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
