Chris A. Walters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Alan Walters was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1988. Chris had worked at 12 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2019 - April 26, 2024
SAVANT WEALTH MANAGEMENT
July 3, 2019 - December 6, 2019
CLARITY CAPITAL PARTNERS
January 28, 2016 - August 8, 2017
GFO ADVISORY SERVICES, LLC
July 5, 2011 - June 18, 2012
LPL FINANCIAL LLC
July 5, 2011 - June 18, 2012
LPL FINANCIAL LLC
March 5, 2009 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 10, 2009 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 10, 2005 - October 3, 2006
CIBC PRIVATE WEALTH ADVISORS, INC.
February 10, 2005 - October 3, 2006
AT INVESTOR SERVICES, INC.
June 13, 2003 - August 20, 2004
CITICORP INVESTMENT SERVICES
December 3, 2002 - August 20, 2004
CITICORP INVESTMENT SERVICES
February 6, 2002 - November 15, 2002
BNY MELLON CAPITAL MARKETS, LLC
June 24, 1993 - October 19, 1994
MONTANO SECURITIES CORPORATION
October 25, 1990 - June 28, 1991
CHARLES SCHWAB & CO., INC.
August 23, 1988 - April 4, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SAVANT WEALTH MANAGEMENT
CRD#: 107271 / SEC#: 801-43144
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAVANT WEALTH MANAGEMENT
CRD#: 107271 / SEC#: 801-43144
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 65,929 |
| AUM (Assets Under Management) | $ 37,127,688,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/25/2024 | ||
| 09/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
