SL
Stanley J. Lovelace
ON INVESTMENT MANAGEMENT CO
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 1855811
SL
Professional summary
Stanley John Lovelace, who also goes by Stan Lovelace, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Chicago, Illinois and THE O.N. EQUITY SALES COMPANY located in Chicago, Illinois.
Stanley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Stanley has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stan Lovelace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). LOVELACE & ASSOCIATES INC; NON INVESTMENT RELATED; 1327 W WASHINGTON STREET SUITE 4A CHICAGO IL 60607; SELL INSURANCE; OWNER; 1999- CURRENT; 160 HOURS/MONTH; 160 DURING SECURITIES TRADING HOURS/MONTH; SALE OF FIXED ANNUITIES, LIFE INSURANCE, DISABILITY, HEALTH. 2) STRATEGIC FINANCIAL GROUP; INVESTMENT RELATED; 1327 W WASHINGTON STREET SUITE 4A CHICAGO IL 60607; SELL INSURANCE; OWNER; 08/04/2004- CURRENT; 120 HOURS/MONTH; 120 DURING SECURITIES TRADING HOURS/MONTH; SALE OF FIXED ANNUITIES, LIFE INSURANCE, DISABILITY, HEALTH. 3) Crossroad Wealth Partners LLC; not investment related; 1327 W Washington Blvd Suite 4A Chicago Il 60607; fixed Life disability and LTC products; partner; 09/17/2021; 80 hours/month ( 80 during security trading hours); recruit, develop and train agents to market fixed insurance products. 4) Easytermlife.com; not investment related; 1327 W Washington Blvd Chicago IL 60607; Marketing of term life insurance; owner; 10/05/2022; 1 hour ( 1 during security hours); set up company to market quick decision term life insurance via an online website I have purchased.
CRS (Client Relationship Summary) - RIA
Click below to view Stanley John Lovelace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2020 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 1327 W Washington St Suite 4a, Chicago, IL 60607RIA
CRD#: 105662
Chicago, IL
Current
July 6, 1999 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1327 W. Washington Street Suite 4a, Chicago, IL 60607BD
CRD#: 2936
Chicago, IL
Past
February 9, 1999 - October 20, 1999
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
July 13, 1995 - September 28, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 25, 1992 - June 20, 1995
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
March 25, 1992 - June 21, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2024)
RR
Arizona(1/3/2023)
RR
Arkansas(1/10/2025)
IAR
California(2/5/2021)
RR
California(9/19/2024)
RR
Colorado(1/3/2023)
IAR
Colorado(1/27/2023)
RR
Florida(8/18/2020)
IAR
Florida(11/4/2020)
RR
Illinois(7/2/1999)
IAR
Illinois(4/8/2020)
RR
Indiana(2/4/2013)
IAR
Indiana(4/17/2020)
RR
Kentucky(3/20/2020)
IAR
Michigan(1/13/2025)
RR
Minnesota(10/9/2023)
RR
Missouri(4/17/2020)
IAR
Missouri(4/17/2020)
RR
New Jersey(9/29/2023)
RR
New York(1/16/2021)
RR
North Carolina(2/18/2023)
RR
Ohio(4/17/2020)
IAR
Ohio(4/17/2020)
RR
Pennsylvania(10/17/2024)
RR
Texas(4/17/2020)
IAR
Texas(4/20/2020)
RR
Utah(3/25/2020)
RR
Virginia(1/10/2025)
RR
Washington(1/9/2025)
RR
Wisconsin(9/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
