Michael G. Battipaglia
Professional summary
Michael Gerard Battipaglia is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Gerard Battipaglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2012 - Present
FEDERATED SECURITIES, INC.
Office #1: 680 Park Avenue, Huntington, NY 11743May 29, 2007 - December 31, 2011
PRINCIPAL SECURITIES, INC.
October 15, 1993 - April 20, 2007
MML INVESTORS SERVICES, LLC
November 13, 1989 - October 25, 1993
GUARDIAN INVESTOR SERVICES LLC
October 19, 1988 - October 31, 1989
LEBENTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2012)
(3/7/2012)
(3/7/2012)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
