Edward R. Dudley
Professional summary
Edward Ralph Dudley, who also goes by Edward Ralph Dudley Jr, Edward Ralph Dudley, is a registered financial advisor currently at SEM WEALTH MANAGEMENT located in New Kent, Virginia.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Edward has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Ralph Dudley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2022 - Present
SEM WEALTH MANAGEMENT
Office #1: 11815 Aspengraf Lane - Suite B, New Kent, VA 23124July 8, 2015 - January 15, 2016
PFS INVESTMENTS INC.
July 2, 2013 - April 28, 2014
FSC SECURITIES CORPORATION
June 19, 2007 - June 28, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 15, 1999 - March 16, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
September 29, 1997 - August 27, 1999
EATON VANCE DISTRIBUTORS, INC.
Primary Firm SEC Registration
SEM WEALTH MANAGEMENT
CRD#: 112142 / SEC#: 801-55690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2022)
Exams
Current Firm
SEM WEALTH MANAGEMENT
CRD#: 112142 / SEC#: 801-55690
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,108 |
| AUM (Assets Under Management) | $ 920,498,000 |
Red Flags
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