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RS

Robert W. Stibbs

Some features on this profile are disabled
CRD#: 1855098
RS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Wayne Stibbs was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PARTNER IN TRI WAYNE INVESTMENTS. 6831 E. ARBOR DR., ELK RAPIDS MI 49629. INVESTMENT PARTNERSHIP WITH FATHER AND BROTHER, STARTED PRIOR TO 1996, REQUIRE LESS THAN 1 HOUR PER MONTH AND NOT DURING MARKET HOURS. 2)OLD MISSION INVESTMENT CO., LLC, MEMBER. 880 MUNSON AVENUE, SUITE B, TRAVERSE CITY, MI 49686. REGISTERED INVESTMENT ADVISORY, REPRESENTATIVE. 100 HOURS/MONTH, 80 DURING TRADING HOURS. 3) ELK SKEGEMOS LAKES ASSOCIATION, NOT INVESTMENT RELATED, PO BOX 8 ELK RAPIDS MI 49629, NON-PROFIT, TREASUERE, 7/24/10, 2 HRS MONTHLY, NONE, PAY BILLS, REPORT FINANCIAL ACTIVITIES TO THE BOARD. 4. OLD MISSION TRUST CO LLC, TRUST SERVICES, 880 MUNSON AVE STE B, TRAVERSE CITY MI 49686. 06/2012, 4HRS PMONTH. CHIEF FINANCIAL OFFICER, INVESTMENT COMMITTEE MEMBER AND TRUST COMMITTEE MEMBER FOR START UP BUSINESS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 21, 2010 - December 19, 2023

OLD MISSION INVESTMENT COMPANY, LLC

RIA
CRD#: 140381
TRAVERSE CITY, MI
Past

May 26, 2006 - December 21, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
TRAVERSE CITY, MI
Past

July 1, 2003 - June 2, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
TRAVERSE CITY, MI
Past

July 1, 2003 - June 2, 2006

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
TRAVERSE CITY, MI
Past

January 12, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
TRAVERSE CITY, MI
Past

September 15, 1989 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 20, 1988 - September 16, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OM
OLD MISSION INVESTMENT COMPANY, LLC
OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA
Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/22/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1988
General Securities Representative Examination

Current Firm

OM
OLD MISSION INVESTMENT COMPANY, LLC
OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA
Registered Investment Advisory firm - (5/17/2006 Approved)
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Contact information

Main Address
880 Munson Avenue Suite B, Traverse City, MI 49686
Mailing Address
Phone number
(231) 929-4100
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts2,052
AUM (Assets Under Management)$ 890,838,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381

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