JB
Jeffrey P. Basik
CETERA INVESTMENT ADVISERS LLC
FORT MYERS, FL 33907
Some features on this profile are disabled
CRD#: 1854916
JB
Professional summary
Jeffrey Paul Basik, who also goes by Jeffrey P Basik, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Myers, Florida and CETERA ADVISORS LLC located in Fort Myers, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey P Basik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE, LIFE/ANNUITIES/LONG-TERM CARE 2.DBA,RETIREMENT ADVISORS, FINANICAL SERVICES, START 12/01/06, 13720 CYPRESS TERRACE CIR SUITE 302 FT MYERS FL 33907, 40HR/WK,INVOLVES SECURITIES CLIENTS 3. HAVEN OF HOPE ORPHANAGE, SANTA CRUZ, BOLIVIA, START 09/01/2012, BOARD MEMBER, 2HR/WK. 4. LEXINGTON INVESTMENT & INSURANCE GROUP, INC., INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, ENTITY CREATED TO PAY BUSINESS EXPENSES, START 2014, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, OWNER/PRESIDENT. 5. SOUTHWEST PROPERTY MANAGEMENT CORP., NOT INVESTMENT RELATED, 1044 CASTELLO DRIVE, NAPLES, FL 34103, ON-SITE PROPERTY MANAGEMENT, START FEBRUARY 2014, 2 HOURS PER WEEK - NOT DURING TRADING HOURS, ON-SITE MANAGER FOR OFFICE CONDO ASSOCIATION. 6. DBA RETIREMENT ADVISORS, INC.; NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED ADDRESS; RENTAL OF CONFERENCE ROOM; START 5/2015; LESS THAN 5 HOURS/MONTH DURING TRADING HOURS; RENTAL OF ROOM TO ESTATE PLANNING ATTORNEY 7. NAME OF OTHER BUSINESS: NBC NORTH, LLC; INVESTMENT RELATED: NO; ADDRESS: 7593 CORDOBA CIRCLE NAPLES FL 34109; NATURE OF BUSINESS: REAL ESTATE; START : 2020; TITLE: PARTNER; APX # OF HRS/WK & TRADING HRS: 0; DUTIES: VACANT PROPERTY HELD FOR FUTURE DEVELOPMENT AND SALE; 8. NAME OF OTHER BUSINESS: NBC LANDHOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: 7593 CORDOBA CIRCLE NAPLES FL 34109; NATURE OF BUSINESS: INDUSTRIAL REAL ESTATE; START: 2003; TITLE: PARTNER; APX # OF HRS/WK & TRADING HRS:1; DUTIES: BUILDING INDUSTRIAL STORAGE UNITS FOR RENTAL OR SALE; 9. NAME OF OTHER BUSINESS: NBC RV, LLC; INVESTMENT RELATED: NO; ADDRESS: 7593 CORDOBA CIRCLE NAPLES FL 34109; NATURE OF BUSINESS: REAL ESTATE; START: 2005; TITLE: PARTNER; APX # OF HRS/WK & TRADING HRS: 1; DUTIES: UTILIZING VACANT PROPERTY FOR OUTDOOR STORAGE; 10. NAME OF OTHER BUSINESS: MARCO LAKE LAND TRUST; INVESTMENT RELATED: NO; ADDRESS: 7593 CORDOBA CIRCLE NAPLES FL 34109; NATURE OF BUSINESS: REAL ESTATE; START: 2005; TITLE: PARTNER; APX # OF HRS/WK & TRADING HRS: 0; DUTIES: VACANT PROPERTY HELD FOR FUTURE DEVELOPMENT AND SALE; 11. US MILITARY ACADEMY SELECTION BOARD; 1039 SE 9TH AVE STE 308, CAPE CORAL, FL 33990; BOARD MEMBER - FOR REPRESENTATIVE FRANCIS ROONEY; SELECTS CANDIDATES FOR THE US MILITARY ACADEMIES; START 12/2020; 1 HRS; NO COMPENSATION. 12. NAME OF OTHER BUSINESS: HOPE SEEDS ; NOT INVST RLTD ; ADDRESS: 4501 MANATEE AVE W #161, BRANDENTON, FL 34209 ; NATURE OF BUSINESS: NON-PROFIT ; START: 12/2020 ; TITLE: BOARD MEMBER FINANCE CHAIR ; APX NUMBER OF HOURS PER WEEK: 1 HR/WEEK ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 HR/WK ; DUTIES: ASSIST MINISTRY IN OVERSEEING BUDGET AND FINANCE ; 13: NBC HIDEOUT CONDOMINIUM ASSOCIATION, NOT INVESTMENT RELATED, 7593 CORDOBA CIRCLE, NAPLES, FL, 34109, HOA, STARTED 04/2021, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN 1 HR/WK, NOT DUR TRAD HRS, DUTIES: RUN CONDOMINIUM ASSOC.; 14. NAME OF OTHER BUSINESS: REPURPOSED MATERIALS OF NAPLES, LLC; NOT INVST RLTD; ADDRESS: 135 BASIK DRIVE NAPLES, FL 34114; NATURE OF BUSINESS: WASTE RECYCLING; START: 9/2023; TITLE: PART OWNER ; APX # OF HRS/WK & TRADING HRS: 1; DUTIES: CRUSH UNWANTED CONCRETE INTO STONES AND GRAVEL, MULCHING OF LANDSCAPES; 15. NAME OF OTHER BUSINESS: NOTARY PUBLIC; NOT INVST RLTD; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; 1/2023; TITLE: NOTARY PUBLIC; APX # OF HRS/WK & TRADING HRS: LESS THAN 1; DUTIES: PROVIDE NOTARY SERVICES; 16NAME OF OTHER BUSINESS: TREE OF LIFE CHURCH NOT INVST RLTD 6218 NEPTUNE DR, DENVER, NC 28037; NATURE OF BUSINESS: BOARD; 6/2025; TITLE: CHAIRMAN OF CHURCH FINANCE & MISSIONS TEAMS; APX # OF HRS/WK: 5; APX # OF HRS DURING TRD HRS: 1; DUTIES: OVERSEE THE DONATIONS AND EXPENSES OF TREE OF LIFE CHURCH & DEVELOP RELATIONSHIPS WITH LOCAL & INTERNATIONAL MISSIONS PARTNERS.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Basik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907Office #2: 4000 Hollywood Blvd Ste 555-s, Hollywood, FL 33021RIA
CRD#: 105644
FORT MYERS, FL
Current
January 8, 2001 - Present
CETERA ADVISORS LLC
Office #1: 13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907Office #2: 4000 Hollywood Blvd Ste 555-s, Hollywood, FL 33021BD
CRD#: 10299
Fort Myers, FL
Past
January 8, 2001 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
COLORADO SPRINGS, CO
Past
June 27, 2000 - January 12, 2001
SICOR SECURITIES INC
BD
CRD#: 16195
DAYTON, OH
Past
April 1, 1999 - June 22, 2000
JONATHAN ROBERTS FINANCIAL GROUP, INC.
BD
CRD#: 46285
TAMPA, FL
Past
December 11, 1997 - April 1, 1999
SOUTHERN CAPITAL SECURITIES, INC.
BD
CRD#: 27188
TAMPA, FL
Past
July 15, 1997 - December 17, 1997
AIS FINANCIAL, INC.
BD
CRD#: 41462
WESTLAKE VILLAGE, CA
Past
September 30, 1994 - June 4, 1997
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
September 21, 1988 - October 3, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 21, 1988 - October 3, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2015)
RR
Alaska(7/13/2021)
RR
Arizona(11/14/2013)
RR
Arkansas(1/5/2021)
RR
California(1/3/2007)
RR
Colorado(2/16/2005)
RR
Delaware(4/5/2022)
RR
District of Columbia(1/8/2020)
RR
Florida(1/8/2001)
IAR
Florida(2/23/2024)
RR
Georgia(4/4/2002)
RR
Hawaii(9/3/2014)
RR
Idaho(1/13/2016)
RR
Illinois(1/25/2002)
RR
Indiana(11/29/2005)
RR
Iowa(2/14/2003)
RR
Kansas(2/7/2014)
RR
Kentucky(1/10/2018)
RR
Louisiana(3/27/2019)
RR
Maine(1/4/2023)
RR
Maryland(3/29/2022)
RR
Massachusetts(10/22/2010)
RR
Michigan(9/17/2001)
RR
Minnesota(3/26/2004)
RR
Mississippi(7/11/2023)
RR
Missouri(1/24/2017)
RR
Montana(3/19/2018)
RR
Nebraska(1/4/2023)
RR
Nevada(1/7/2011)
RR
New Jersey(1/28/2010)
RR
New Mexico(1/6/2015)
RR
New York(4/4/2002)
RR
North Carolina(8/11/2004)
IAR
North Carolina(3/21/2024)
RR
Ohio(9/18/2001)
RR
Oklahoma(2/27/2013)
RR
Oregon(1/2/2025)
RR
Pennsylvania(2/14/2003)
RR
Rhode Island(3/6/2019)
RR
South Carolina(1/3/2007)
RR
South Dakota(1/15/2019)
RR
Tennessee(8/14/2015)
RR
Texas(1/3/2007)
IAR
Texas(3/21/2024)
RR
Utah(1/9/2015)
RR
Virginia(9/29/2011)
RR
Washington(7/23/2019)
RR
Wisconsin(1/2/2020)
RR
Wyoming(2/22/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Myers, FL 33907TRUST BUT VERIFY
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