Dennis C. Delphenich

GFP PRIVATE WEALTH

CENTERVILLE, OH 45458

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CRD#: 1854723

Professional summary

Dennis Chapman Delphenich is a registered financial advisor currently at GFP PRIVATE WEALTH located in Centerville, Ohio.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Dennis has worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Capital Portfolio Insurance Brokerage, LLC; Centerville, OH; Investment Related; Fixed Insurance Sales; Insurance Agent; Started 01/2014. I OCCASIONALLY PLAY GUITAR PROFESSIONALLY. I STARTED PLAYING IN 2000. THE BUSINESS INVOLVES MAYBE AN HOUR A MONTH AFTER TRADING HOURS. THE BUSINESS IS A SOLE PROPRIETORSHIP OWNED BY MYSELF, AND IS NON-INVESTMENT RELATED. THE BUSINESS MAY CONTINUE INDEFINITELY IN THE FUTURE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Chapman Delphenich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

GFP PRIVATE WEALTH

Office #1: 67 Rhoads Center Drive, Centerville, OH 45458

RIA

CRD#: 110031

CENTERVILLE, OH

Past

February 12, 2003 - January 31, 2024

CAPITAL PORTFOLIO ADVISORS, INC.

RIA

CRD#: 119708

CENTERVILLE, OH

Past

March 19, 2001 - July 30, 2004

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

January 26, 2001 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

January 6, 1995 - February 1, 2001

PRIM SECURITIES, INCORPORATED

CRD#: 30504

INDEPENDENCE, OH

Past

September 10, 1993 - December 20, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 9, 1993 - September 21, 1993

PRIM SECURITIES, INCORPORATED

CRD#: 30504

INDEPENDENCE, OH

Past

January 21, 1992 - March 20, 1993

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 23, 1988 - December 31, 1991

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

August 23, 1988 - December 31, 1991

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GFP PRIVATE WEALTH

CRD#: 110031 / SEC#: 801-56552

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/2/2024)

IAR

Ohio
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

GFP PRIVATE WEALTH

CRD#: 110031 / SEC#: 801-56552

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

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Contact information

Main Address

1300 East Ninth Street Suite 1900, Cleveland, OH 44114

Mailing Address

Phone number

(833) 309-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.08.14 GFP ADV PART 2A (8/14/2025)

Regulatory assets under management

Total Number of Accounts	1,658
AUM (Assets Under Management)	$ 1,347,911,649

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
10/26/2023	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Dennis C. Delphenich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Chapman Delphenich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL PORTFOLIO ADVISORS, INC.

NORTHEAST SECURITIES, LLC

DONAHUE SECURITIES, INC.

PRIM SECURITIES, INCORPORATED

OSAIC WEALTH, INC.

PRIM SECURITIES, INCORPORATED

GUARDIAN INVESTOR SERVICES LLC

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

Primary Firm SEC Registration

GFP PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/1988

Series 7

Date: 8/20/1988

Current Firm

GFP PRIVATE WEALTH

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GFP PRIVATE WEALTH

TRUST BUT VERIFY

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