BA
Bryan I. Azuma
CETERA INVESTMENT ADVISERS LLC
HONOLULU, HI 96813
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CRD#: 1854311
BA
Professional summary
Bryan Isamu Azuma is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Honolulu, Hawaii and CETERA WEALTH SERVICES, LLC located in Honolulu, Hawaii.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Bryan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PACIFIC GUARDIAN LIFE INSURANCE CO, LTD. POSITION: Agent/Broker NATURE: Solicit temporary disability insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2001 ADDRESS: 1440 Kapiolani Blvd., Suite 1700, Honolulu HI 96814, United States DESCRIPTION: I am contracted as an agent with Pacific Guardian Life to sell Temporary Disability Insurance BRYAN I. AZUMA REVOCABLE TRUST DATED 8.28.2000 POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2016 ADDRESS: 801 South King St., Unit #3810, Honolulu HI 96814, United States DESCRIPTION: I own a residential condominium unit, unit is titled to my revocable living trust, unit is rented to tenant, unit is managed by a licensed realtor/property manager. MUTUAL OF OMAHA INSURANCE CO POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/11/2023 ADDRESS: 3300 Mutual of Omaha Plaza, Omaha NE 68175, United States DESCRIPTION: I solicit long term care insurance with Mutual of Omaha TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/1975 ADDRESS: 4001 MacArthur Blvd, 3r Floor, Newport Beach CA 92660, United States DESCRIPTION: Sell/service life insurance and disability insurance products NOGUCHI & ASSOCIATES, INC. POSITION: Agent/Broker NATURE: Property Casualty Insurance & Temporary Disability Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/15/1998 ADDRESS: 1314 South King St., Suite 560, Honolulu HI 96814, United States DESCRIPTION: Solicit Property & Casualty Insurance and Temporary Disability Insurance UNUM PROVIDENT POSITION: Agent/Broker NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 1 Fountain Square, Chattanooga TN 37402, United States DESCRIPTION: I was contracted with Unum to sell/service LTC insurance. I am no longer contracted. I service my clients and receive a service fee from Unum.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Isamu Azuma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1001 Bishop St, Honolulu, HI 96813RIA
CRD#: 105644
HONOLULU, HI
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1001 Bishop Street Suite 2620, Honolulu, HI 96813BD
CRD#: 13572
Honolulu, HI
Past
February 2, 2000 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
HONOLULU, HI
Past
September 22, 1988 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2023)
RR
Hawaii(8/10/2023)
IAR
Hawaii(8/10/2023)
RR
Massachusetts(8/26/2025)
RR
Oregon(8/10/2023)
RR
Washington(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
