Jesse Zaragoza

EAGLE STRATEGIES LLC

DOWNERS GROVE, IL 60515

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CRD#: 1853986

Professional summary

Jesse Zaragoza is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Downers Grove, Illinois and NYLIFE SECURITIES LLC located in Downers Grove, Illinois.

Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Jesse has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 16419 Grant Ave Orland Park Il 60467\; start 06/2024; commissions; 5 hours per month, 0 hours during securities trading hours; insurance related] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products; 16419 Grant Ave Orland Park Il 60467; start 11/1988; commissions; 5 hours per month, 0 hours during securities trading hours; insurance related]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Zaragoza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

EAGLE STRATEGIES LLC

Office #1: 2001 Butterfield Rd Suite 1000, Downers Grove, IL 60515

RIA

CRD#: 110826

DOWNERS GROVE, IL

Current

August 15, 2024 - Present

NYLIFE SECURITIES LLC

Office #1: 2001 Butterfield Road Suite 800, Downers Grove, IL 60515

CRD#: 5167

Downers Grove, IL

Past

January 15, 2020 - July 25, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

DOWNERS GROVE, IL

Past

December 16, 2019 - July 25, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

DOWNERS GROVE, IL

Past

October 26, 2017 - December 12, 2019

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Orland Park, IL

Past

October 25, 2017 - December 12, 2019

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

ORLAND PARK, IL

Past

October 31, 2013 - August 2, 2017

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

BURBANK, IL

Past

October 31, 2013 - August 2, 2017

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

BURBANK, IL

Past

November 30, 2009 - November 4, 2013

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

SUMMIT ARGO, IL

Past

November 25, 2009 - November 4, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

SUMMIT ARGO, IL

Past

February 6, 2007 - November 6, 2009

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

CHICAGO, IL

Past

February 6, 2007 - November 6, 2009

CITIZENS SECURITIES, INC.

CRD#: 39550

CHICAGO, IL

Past

February 22, 2005 - February 26, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

January 3, 2005 - February 26, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

July 17, 2002 - February 3, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 1, 2000 - July 24, 2002

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

November 9, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

November 9, 1989 - January 10, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/15/2024)

IAR

Illinois
(6/18/2025)

Indiana
(8/26/2025)

Texas
(5/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/8/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse Zaragoza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Zaragoza's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

BANC ONE SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2005

Series 63

Date: 9/16/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2004

Series 6

Date: 11/8/1989

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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