Gordon W. Reynolds
KESTRA PRIVATE WEALTH SERVICES
Tucson, AZ 85712
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CRD#: 1852906
Professional summary
Gordon William Reynolds, CFA, CFP®, who also goes by Gordon W Reynolds, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Tucson, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Tucson, Arizona.
Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gordon has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gordon W Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Nm: RIDGWAY PRIVATE WEALTH POSITION: President and CEO. NATURE: Investment advisory services through an independent outside RIA INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/19/2021 ADDR: 2910 N Swan Rd, Suite 110, Tucson AZ 85712, United States DESCRIPTION: I will oversee all daily functions of the business. Nm: Community Foundation for Southern Arizona Inv Rel: Yes ADDR: 5049 E. Broadway Blvd, Suite 201 | Tucson AZ 85711 Nature of Business: Board POSI(Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Investment committee member Start Date: 9/28/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will assist the committee in reviewing the foundations investment processes. Nm: GUIDEPOINT POSITION: consultants NATURE: Consulting INV REL: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2022 ADDR: 675 Avenue Of the Americas, 2nd Floor, New York NY 10010 DESCRIPTION: They ask me various questions about my experience in the financial services industry. Nm: VARSITY TUTORS POSITION: Tutor NATURE: Consulting INV REL: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2022 ADDR: 101 South Hanley Road, Suite 300, St Louis MO 63105 DESCRIPTION: I will help students with their finance classes. Nm: THERAPEUTIC RIDING OF TUCSON POSITION: Board member/Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 10/28/2022 ADDRESS: 8920 E Woodland Rd, Tucson AZ 85749, United States DESCRIPTION: I will attend monthly board meetings and monthly finance meetings. I will represent the board at various community activities. Nm: TUCSON SYMPHONY ORCHESTRA POSITION: Investment committee member NATURE: Investment committee member INV REL: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/09/2023 ADDR: 2175 North Sixth Avenue, Tucson AZ 85705 DESCRIPTION: They are not happy with Fidelity Investments. They have hired an outside firm to help with an RFP process and hire a new investment advisor. They would like my help with oversight to the consultant with IPS creation and monitoring the investment advisor. Nm: PRO EXAM TUTORS POSITION: Tutor NATURE: Tutoring INV REL: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2023 ADDR: 980 N. Michigan Avenue, Suite 1400, Chicago IL 60611 DESCRIPTION: I will be assisting students to prepare for the CFA and CFP exam. Nm: SOUTHERN ARIZONA ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: Board POSI(Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2023 ADDR: P.O. Box 26511, Tucson AZ 85726 DESCRIPTION: I am listed as a board member. I will assist the Treasurer but handle no money. Name: WINGS FOR WIDOWS POSI: Volunteer Coach NATURE: Charity to provide financial coaching. INV REL: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2023 ADDR: 290 Peavey Road, Wayzata MN 55391 DESCRIPTION: I am providing pro bono financial?advice to widow(er)s for Wings for?Widows Financial Coaching?Program.? Wings for Widows is a?non-profit organization. The?Foundation for Financial Planning?(FFP) is a partner and has?provided support for this program.
CRS (Client Relationship Summary) - RIA
Click below to view Gordon William Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 19, 2021 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 2910 N. Swan Road Suite 110, Tucson, AZ 85712RIA
CRD#: 155193
Tucson, AZ
Current
May 19, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2910 N. Swan Road Suite 110, Tucson, AZ 85712BD
CRD#: 42046
Tucson, AZ
Past
May 10, 2021 - June 10, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TUCSON, AZ
Past
October 10, 2003 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
WICHITA FALLS, TX
Past
October 10, 2003 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
May 22, 2001 - August 29, 2003
UMB FINANCIAL SERVICES, INC.
BD
CRD#: 17073
KANSAS CITY, MO
Past
August 14, 1998 - April 16, 2001
CU INVESTMENT SOLUTIONS LLC
BD
CRD#: 43753
OVERLAND PARK, KS
Past
February 21, 1996 - October 14, 1997
UMB FINANCIAL SERVICES, INC.
BD
CRD#: 17073
KANSAS CITY, MO
Past
December 1, 1993 - June 22, 1995
GWR INVESTMENTS, INC.
BD
CRD#: 25312
OMAHA, NE
Past
June 21, 1993 - October 12, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
June 21, 1993 - October 12, 1993
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2021)
IAR
Arizona(6/1/2021)
RR
Delaware(8/22/2022)
RR
Texas(11/12/2025)
IAR
Texas(11/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
