Anthony Cacioppo
Professional summary
Anthony Cacioppo, who also goes by Anthony Charles Cacioppo, is a registered financial professional currently at BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Cacioppo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2026 - Present
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Office #1: 605 3rd Ave, New York, NY 10158December 5, 2024 - July 17, 2026
LIQUIDNET, INC.
June 30, 2023 - July 17, 2026
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 7, 2023 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
February 3, 2021 - January 31, 2023
TRADITION SECURITIES AND DERIVATIVES LLC
January 4, 2006 - November 3, 2020
BGC FINANCIAL, L.P.
October 22, 2003 - December 15, 2005
TULLETT PREBON FINANCIAL SERVICES LLC
November 11, 1999 - October 22, 2003
CHAPDELAINE CORPORATE SECURITIES & CO
August 30, 1999 - November 9, 1999
COWEN AND COMPANY
September 9, 1992 - January 13, 1997
W.A. CAPITAL MARKETS
January 27, 1992 - September 9, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2026)
Exams
FINRA
Current Firm
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
CRD#: 114212 / SEC#: , 8-53412
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROADRIDGE BPO HOLDING LLC | SOLE MEMBER | |
| ALEXANDER, MICHAEL JAY | CEO/PRESIDENT/ MANAGER ON THE BOARD OF MANAGERS | 1428753 |
| BEUTELSCHIES, WILL SAMUEL | DIRECTOR OF COMPLIANCE: AMLCO | 2779204 |
| CASS, ALBERT JOHN LLL | VICE PRESIDENT | 2182652 |
| DEONIER, CHRISTIAN WILLIAM | SENIOR VICE PRESIDENT | 2829240 |
| GIACALONE, THOMAS A. | PRINCIPAL OPERATING OFFICER / MANAGER ON THE BOARD OF MANAGERS | 2873774 |
| JUHL, SVETLANA | MANAGER ON THE BOARD OF MANAGERS | 6154375 |
| PERRY, CHRISTOPHER JOHN | MANAGER ON THE BOARD OF MANAGERS | 1841603 |
| PORT, JAMES EDWARD | CHIEF COMPLIANCE OFFICER | 2366427 |
| SAX, CHARLES EDMOND | CHIEF FINANCIAL OFFICER / VP / TREASURER / FINOP | 1821188 |
Red Flags
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