Thomas Joseph Facchine
Professional Summary
Thomas Joseph Facchine, who also goes by Thomas J Facchine, Thomas Facchine, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2000 - 2025. Thomas had worked at 13 firms and has passed the Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 14A and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas J Facchine, Thomas Facchine
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC
Contact Information
Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810Phone Number
(646) 389-9802Established
New Jersey since 12/18/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2010Series 14A — Compliance Official Specialist Exam
Passed Nov 2011Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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