JM
Jeffery A. Miller
LASALLE ST SECURITIES, L.L.C.
Marion, IA 52302
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CRD#: 1852684
JM
Professional summary
Jeffery Alan Miller is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Marion, Iowa.
Jeffery is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeffery has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffery Alan Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2015 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 695 Marion Blvd, Marion, IA 52302BD
CRD#: 7191
Marion, IA
Past
July 23, 1991 - May 14, 2015
HEARTLAND INVESTMENT ASSOCIATES, INC.
BD
CRD#: 26974
HIAWATHA, IA
Past
October 11, 1988 - July 16, 1991
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
CEDAR RAPIDS, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2016)
RR
Arizona(6/1/2015)
RR
Arkansas(7/19/2016)
RR
California(6/1/2015)
RR
Colorado(6/1/2015)
RR
Connecticut(6/3/2015)
RR
Delaware(2/1/2022)
RR
District of Columbia(6/4/2015)
RR
Florida(6/1/2015)
RR
Georgia(6/23/2015)
RR
Hawaii(1/11/2023)
RR
Idaho(2/14/2024)
RR
Illinois(6/8/2015)
RR
Indiana(6/1/2015)
RR
Iowa(6/2/2015)
RR
Kansas(6/1/2015)
RR
Massachusetts(3/13/2017)
RR
Michigan(6/4/2015)
RR
Minnesota(6/1/2015)
RR
Mississippi(7/7/2025)
RR
Missouri(6/4/2015)
RR
Nebraska(6/4/2015)
RR
Nevada(6/1/2015)
RR
New Jersey(6/4/2015)
RR
New York(6/1/2015)
RR
North Carolina(6/1/2015)
RR
North Dakota(6/4/2015)
RR
Ohio(7/5/2024)
RR
Oklahoma(7/20/2017)
RR
Oregon(4/27/2017)
RR
South Carolina(10/29/2021)
RR
South Dakota(6/1/2015)
RR
Tennessee(8/27/2021)
RR
Texas(6/1/2015)
RR
Utah(11/9/2022)
RR
Virginia(10/28/2021)
RR
Washington(6/1/2015)
RR
West Virginia(7/27/2023)
RR
Wisconsin(6/1/2015)
RR
Wyoming(6/8/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LASALLE ST SECURITIES, L.L.C.
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Phone number
(630) 600-0500
Established
Delaware since 04/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191Marion, IA 52302TRUST BUT VERIFY
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