Thomas C. Lewis
Professional summary
Thomas Craighead Lewis III, CFP®, who also goes by T Craig Lewis III, Thomas Craighead Lewis, is a registered financial professional currently at DAI SECURITIES, LLC located in Shreveport, Louisiana.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Craighead Lewis III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
August 31, 1994 - Present
DAI SECURITIES, LLC
Office #1: Suite 200 8658 Business Park Dr., Shreveport, LA 71105-5660November 19, 1989 - September 28, 1994
OSAIC WEALTH, INC.
July 20, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2023)
(10/18/1996)
(5/24/2017)
(9/15/1994)
(8/31/2020)
(4/21/2017)
(3/6/1995)
(2/24/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 7/26/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
DAI SECURITIES, LLC
CRD#: 36673 / SEC#: , 8-47393
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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Company Information
DAI SECURITIES, LLC
CRD#: 36673Shreveport, LA 71105-5660TRUST BUT VERIFY
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