EW
Eugene L. Webb
PAULSON INVESTMENT COMPANY
Portland, OR 97223
Some features on this profile are disabled
CRD#: 1851855
EW
Professional summary
Eugene Lee Webb, who also goes by Gene Webb, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1988. Eugene has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Gene Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eugene Lee Webb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2016 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd, Ste 380, Portland, OR 97223BD
CRD#: 5670
Portland, OR
Past
February 22, 2005 - September 9, 2015
GVC CAPITAL LLC
BD
CRD#: 38923
SALEM, OR
Past
April 18, 2002 - March 1, 2005
KASHNER DAVIDSON SECURITIES CORPORATION
BD
CRD#: 5319
SARASOTA, FL
Past
January 1, 2002 - April 22, 2002
VFINANCE INVESTMENTS, INC
BD
CRD#: 44962
BOCA RATON, FL
Past
December 20, 1993 - January 1, 2002
FIRST COLONIAL SECURITIES
BD
CRD#: 25121
BOCA RATON, FL
Past
August 11, 1992 - December 1, 1993
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
PORTLAND, OR
Past
October 19, 1988 - August 10, 1992
LIVINGSTON SECURITIES, INC.
BD
CRD#: 16455
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2017)
RR
Alaska(10/12/2016)
RR
Arizona(11/18/2016)
RR
Arkansas(4/11/2018)
RR
California(6/3/2016)
RR
Colorado(6/21/2016)
RR
Connecticut(7/10/2017)
RR
Delaware(4/11/2018)
RR
District of Columbia(4/12/2018)
RR
Florida(10/4/2016)
RR
Georgia(8/4/2016)
RR
Hawaii(4/25/2018)
RR
Idaho(10/2/2017)
RR
Illinois(9/7/2016)
RR
Indiana(2/16/2017)
RR
Iowa(7/15/2016)
RR
Kansas(8/2/2017)
RR
Kentucky(5/7/2018)
RR
Louisiana(4/11/2018)
RR
Maine(4/11/2018)
RR
Maryland(8/8/2017)
RR
Massachusetts(8/4/2016)
RR
Michigan(5/2/2017)
RR
Minnesota(7/11/2017)
RR
Mississippi(4/27/2018)
RR
Missouri(4/27/2018)
RR
Montana(4/23/2018)
RR
Nebraska(4/13/2018)
RR
Nevada(7/6/2016)
RR
New Hampshire(5/2/2018)
RR
New Jersey(5/25/2017)
RR
New Mexico(8/7/2017)
RR
New York(8/12/2016)
RR
North Carolina(8/3/2016)
RR
North Dakota(7/19/2016)
RR
Ohio(7/31/2017)
RR
Oklahoma(7/7/2017)
RR
Oregon(6/14/2016)
RR
Pennsylvania(8/7/2017)
RR
Puerto Rico(4/12/2018)
RR
Rhode Island(4/13/2018)
RR
South Carolina(4/19/2018)
RR
South Dakota(4/11/2018)
RR
Tennessee(4/25/2018)
RR
Texas(9/21/2016)
RR
Utah(12/6/2016)
RR
Vermont(4/18/2018)
RR
Virgin Islands(4/16/2018)
RR
Virginia(10/21/2016)
RR
Washington(6/23/2016)
RR
West Virginia(4/20/2018)
RR
Wisconsin(5/18/2017)
RR
Wyoming(11/21/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PAULSON INVESTMENT COMPANY LLC
PAULSON INVESTMENT COMPANY LLC | PAULSON WEALTH ADVISORS | PAULSON INVESTMENT COMPANY, LLC | PAULSON INVESTMENT COMPANY, INC.
CRD#: 5670 / SEC#: 801-107194, 8-26807
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035
Mailing Address
10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
Phone number
(503) 243-6000
Established
Delaware since 03/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
