JM
John J. Mcdermott
CREWS & ASSOCIATES
New York, NY 10016
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CRD#: 1851811
JM
Professional summary
John Joseph Mcdermott III, who also goes by Jack Mcdermott III, is a registered financial professional currently at CREWS & ASSOCIATES, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jack Mcdermott Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Mcdermott III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2025 - Present
CREWS & ASSOCIATES, INC.
Office #1: 369 Lexington Avenue 21st Floor, New York, NY 10016RIA
BD
CRD#: 8052
New York, NY
Past
December 21, 1998 - January 24, 2025
STOEVER, GLASS & COMPANY INC.
BD
CRD#: 7031
NEW YORK, NY
Past
September 3, 1996 - March 26, 1998
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
August 15, 1995 - August 5, 1996
LCP CAPITAL CORP.
BD
CRD#: 14469
STATEN ISLAND, NY
Past
December 12, 1994 - July 10, 1995
NICHOLS, SAFINA, LERNER & CO. INC.
BD
CRD#: 35476
NEW YORK, NY
Past
March 17, 1994 - March 23, 1994
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
June 18, 1993 - November 22, 1993
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
March 6, 1990 - March 19, 1990
RICHARDSON LYLE & ADLER, INC.
BD
CRD#: 24674
Past
June 22, 1989 - January 24, 1990
GLOBAL CAPITAL SECURITIES, INC.
BD
CRD#: 13358
Past
February 24, 1989 - June 15, 1989
WILLIAM M. CADDEN & CO., INC.
BD
CRD#: 16363
Past
August 23, 1988 - February 1, 1989
INVESTORS CENTER, INC.
BD
CRD#: 14670
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CREWS & ASSOCIATES, INC.
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
RIA
Registered Investment Advisory firm - SEC (10/10/2023 Approved)Arkansas
Registered Investment Advisory firm - SEC (8/24/2006 Approved)California
Registered Investment Advisory firm - SEC (3/24/2021 Approved)Louisiana
Registered Investment Advisory firm - SEC (2/14/2019 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2025)
RR
Arizona(1/30/2025)
RR
Arkansas(1/29/2025)
RR
California(1/22/2025)
RR
Colorado(1/21/2025)
RR
Connecticut(1/17/2025)
RR
Florida(1/21/2025)
RR
Georgia(1/21/2025)
RR
Illinois(1/21/2025)
RR
Louisiana(1/28/2025)
RR
Maryland(1/23/2025)
RR
Massachusetts(1/21/2025)
RR
Michigan(1/21/2025)
RR
Minnesota(2/3/2025)
RR
Mississippi(1/21/2025)
RR
Missouri(1/17/2025)
RR
New Hampshire(2/7/2025)
RR
New Jersey(1/17/2025)
RR
New Mexico(1/21/2025)
RR
New York(1/19/2025)
RR
North Carolina(1/27/2025)
RR
Ohio(2/3/2025)
RR
Oklahoma(1/27/2025)
RR
Pennsylvania(1/21/2025)
RR
South Carolina(1/21/2025)
RR
Texas(1/18/2025)
RR
Vermont(1/24/2025)
RR
Virginia(1/27/2025)
RR
Washington(3/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CREWS & ASSOCIATES, INC.
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
RIA
Registered Investment Advisory firm - SEC (10/10/2023 Approved)Arkansas
Registered Investment Advisory firm - SEC (8/24/2006 Approved)California
Registered Investment Advisory firm - SEC (3/24/2021 Approved)Louisiana
Registered Investment Advisory firm - SEC (2/14/2019 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
521 President Clinton Avenue Suite 800, Little Rock, AR 72201
Mailing Address
P.o. Box 1696, Little Rock, AR 72203-1696
Phone number
(501) 907-2000
Established
Arkansas since 07/06/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
130
SEC notice filing (18 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWS CORE HOLDING COMPANY | OWNER | |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 149,386,233 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
