Jan E. Bertram
Professional summary
Jan E Bertram, who also goes by Jan Elaine Bell, Jan Elaine Bertram, Jan Elaine Hauffe, Jan Elaine Hauffe, is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
Jan is registered as a RR (Registered Representative) and started their career in finance in 1988. Jan has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jan E Bertram's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2020 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064December 18, 2018 - January 10, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 15, 1995 - December 31, 2009
CHARLES SCHWAB & CO., INC.
December 7, 1995 - December 23, 2016
CHARLES SCHWAB & CO., INC.
July 25, 1995 - November 8, 1995
WELLS FARGO CLEARING SERVICES, LLC
December 23, 1993 - August 1, 1995
FIDELITY BROKERAGE SERVICES LLC
July 8, 1991 - December 31, 1992
WATERSTONE FINANCIAL GROUP, INC.
July 20, 1988 - April 12, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2020)
(10/5/2020)
(10/5/2020)
Exams
Series 8
Date: 10/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
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