Nathan E. Lubow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Edward Lubow, who also goes by Marc Stephen Lubow, Marc Lubow, Stephen Lubow, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1993. Nathan had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2003 - January 24, 2005
NORTH COAST SECURITIES CORPORATION
May 16, 2000 - November 5, 2003
FIRST ALLIED SECURITIES, INC.
September 28, 1995 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
August 26, 1994 - August 17, 1995
RICKEL & ASSOCIATES, INC.
March 1, 1993 - August 2, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTH COAST SECURITIES CORPORATION
CRD#: 35982 / SEC#: , 8-47065
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
