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Charles J. Kinnison

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CRD#: 1850834
CK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Joseph Kinnison, who also goes by Charles J Kinnison, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Charles J Kinnison

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Trustee: Juanita I Vincent Living Trust PO Box 6688 Auburn, CA 95604 Non-investment related 10/2000 5 hrs/mo Insurance Sales - Kinnison Financial Strategies Largo, FL Owner 7/23 -10 hours max a week

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 11, 2019 - November 20, 2024

ARCHER INVESTMENT CORPORATION

RIA
CRD#: 136403
Largo, FL
Past

May 18, 2018 - September 20, 2019

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Auburn, CA
Past

May 17, 2018 - September 20, 2019

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Auburn, CA
Past

October 31, 2016 - May 21, 2018

FORESTERS EQUITY SERVICES, INC.

RIA
CRD#: 18464
AUBURN, CA
Past

October 31, 2016 - May 21, 2018

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA
Past

January 16, 2015 - October 28, 2016

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
AUBURN, CA
Past

January 16, 2015 - October 28, 2016

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Auburn, CA
Past

March 16, 2010 - January 7, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
AUBURN, CA
Past

March 16, 2010 - January 7, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
AUBURN, CA
Past

December 22, 2008 - December 31, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

RIA
CRD#: 142170
AUBURN, CA
Past

December 22, 2008 - December 31, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
AUBURN, CA
Past

October 27, 2006 - December 18, 2008

EPLANNING SECURITIES, INC.

BD
CRD#: 46000
AUBURN, CA
Past

October 19, 2006 - December 18, 2008

EPLANNING ADVISORS INC

RIA
CRD#: 109184
ROSEVILLE, CA
Past

July 8, 1997 - October 31, 2005

PENSION PLANNERS SECURITIES, INC.

RIA
CRD#: 14068
SACRAMENTO, CA
Past

September 30, 1994 - October 31, 2005

PENSION PLANNERS SECURITIES, INC.

BD
CRD#: 14068
SACRAMENTO, CA
Past

January 1, 1994 - September 19, 1994

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

July 23, 1991 - January 1, 1994

CYPRESS CAPITAL CORPORATION

BD
CRD#: 7919
Past

July 20, 1988 - July 17, 1991

LFG SECURITIES, INC.

BD
CRD#: 5374

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/17/2000
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)
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Contact information


Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82

SEC notice filing (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management


Total Number of Accounts5,640
AUM (Assets Under Management)$ 900,511,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARCHER INVESTMENT CORPORATION

CRD#: 136403

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