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Michael Patrick Oreilly

ACS EXECUTION SERVICES
RED BANK, NJ
·CRD# 1850769·37 years experience

Professional Summary

Michael Patrick Oreilly is a registered financial advisor currently at ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ACS EXECUTION SERVICES, LLC·CRD# 17972
BD
12 Broad Street 2nd Floor, Red Bank, NJ 07701
March 28, 2016 - Present
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
December 18, 2015 - July 13, 2020
ESSEX RADEZ LLC·CRD# 34649
BD
Red Bank, NJ
November 1, 2013 - April 6, 2016
COMHAR CAPITAL MARKETS, LLC·CRD# 47955
BD
Wilmette, IL
July 18, 2013 - October 24, 2014
CV BROKERAGE, INC·CRD# 462
BD
Red Bank, NJ
August 22, 2012 - May 6, 2013
JACKSON SECURITIES LLC·CRD# 19897
BD
Red Bank, NJ
June 1, 2011 - August 21, 2012
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
October 21, 2009 - March 16, 2010
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
October 29, 2008 - November 13, 2009
VDM INSTITUTIONAL BROKERAGE, LLC·CRD# 39022
BD
New York, NY
November 28, 2007 - October 23, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
May 17, 2007 - November 12, 2007
KV EXECUTION SERVICES LLC·CRD# 42093
BD
New York, NY
March 13, 2006 - May 17, 2007
TSB SECURITIES LLC·CRD# 134799
BD
New York, NY
February 23, 2006 - March 13, 2006
KV EXECUTION SERVICES LLC·CRD# 42093
BD
New York, NY
March 20, 2000 - February 23, 2006
JEFFERIES LLC·CRD# 2347
BD
New York, NY
June 11, 1990 - March 13, 2000
JEFFERIES EXECUTION SERVICES, INC.·CRD# 867
BD
New York, NY
September 19, 1989 - June 11, 1990

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Current Firm

AE
ACS EXECUTION SERVICES, LLC

ACS EXECUTION SERVICES, LLC | SOLOWEY & CO.

CRD#: 17972 / SEC#: 8-36005
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

12 Broad Street 2nd Floor, Red Bank, NJ 07701

Mailing Address

12 Broad Street 2nd Floor, Red Bank, NJ 07701

Phone Number

(732) 204-8999

Established

Delaware since 11/13/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ACS GLOBAL HOLDINGS, LLCSOLE MEMBER—
DEROLF, MARK KENNETHCHIEF COMPLIANCE OFFICER1924355
LANG, TIMOTHY JUDECHIEF EXECUTIVE OFFICER & EXECUTIVE REP.1109356
MURPHY, KRISTENCHIEF FINANCIAL OFFICER & FINOP2287252

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(3/28/2016)
RR
New York
(3/28/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1990About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2007

Series 25 — NYSE Trading Assistant Examination

Passed Jun 2002

Series 7 — General Securities Representative Examination

Passed Sep 1989About the Series 7 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Oreilly's CRS (Customer Relationship Summary).

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MO
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