Michael P. Oreilly
Professional summary
Michael Patrick Oreilly is a registered financial professional currently at ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Oreilly's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2016 - Present
ACS EXECUTION SERVICES, LLC
Office #1: 12 Broad Street 2nd Floor, Red Bank, NJ 07701December 18, 2015 - July 13, 2020
WALL STREET ACCESS
November 1, 2013 - April 6, 2016
ESSEX RADEZ LLC
July 18, 2013 - October 24, 2014
COMHAR CAPITAL MARKETS, LLC
August 22, 2012 - May 6, 2013
CV BROKERAGE, INC
June 1, 2011 - August 21, 2012
JACKSON SECURITIES LLC
October 21, 2009 - March 16, 2010
CANACCORD GENUITY SECURITIES LLC
October 29, 2008 - November 13, 2009
WALL STREET ACCESS
November 28, 2007 - October 23, 2008
VDM INSTITUTIONAL BROKERAGE, LLC
May 17, 2007 - November 12, 2007
J.P. MORGAN SECURITIES LLC
March 13, 2006 - May 17, 2007
KV EXECUTION SERVICES LLC
February 23, 2006 - March 13, 2006
TSB SECURITIES LLC
March 20, 2000 - February 23, 2006
KV EXECUTION SERVICES LLC
June 11, 1990 - March 13, 2000
JEFFERIES LLC
September 19, 1989 - June 11, 1990
JEFFERIES EXECUTION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2016)
(3/28/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/18/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 6/6/2002
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ACS EXECUTION SERVICES, LLC
CRD#: 17972 / SEC#: , 8-36005
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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