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KB

Kevin M. Becker

KISKI SECURITIES LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 1850265
KB

Professional summary

Kevin Michael Becker is a registered financial professional currently at KISKI SECURITIES LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1991. Kevin has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 79, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Becker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2012 - Present

KISKI SECURITIES LLC

Office #1: 1330 Avenue Of The Americas Suite 23a, New York, NY 10019
BD
CRD#: 159281
New York, NY
Past

September 11, 1991 - October 4, 1994

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/15/2012)
RR
New York
(7/23/2012)
RR
Texas
(8/13/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/7/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/5/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/21/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/26/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/2/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KISKI SECURITIES LLC
KISKI SECURITIES LLC | KISKI SECURITIES, LLC

CRD#: 159281 / SEC#: , 8-68978

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1330 Avenue Of The Americas Suite 23a, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas Suite 23a, New York, NY 10019
Phone number
(646) 412-6341
Established
Delaware since 06/09/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KISKI GROUP, INC.SOLE OWNER
BECKER, KEVIN MICHAELCEO/MANAGING DIRECTOR1850265
HEBERT, MIKE JAMESCCO1229298
NUNN, RICHARD ANDREWFINOP/CFO1016528
ZIMMERMANN, JOHN HENRY IIIMANAGING DIRECTOR1238539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KISKI SECURITIES LLC

CRD#: 159281New York, NY 10019

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