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Daniel P. Uecker

PANKONIN FINANCIAL GROUP
Gaylord, MN 55334
Some features on this profile are disabled
CRD#: 1850031
DU

Professional summary


Daniel Paul Uecker, who also goes by Dan Uecker, is a registered financial advisor currently at PANKONIN FINANCIAL GROUP located in Gaylord, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Daniel has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dan Uecker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Daniel Paul Uecker's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 1, 2022 - Present

PANKONIN FINANCIAL GROUP

Office #1: 335 Main Ave., Gaylord, MN 55334
RIA
CRD#: 322520
Gaylord, MN
Past

January 31, 2014 - December 2, 2022

FOCUS FINANCIAL

RIA
CRD#: 116140
GAYLORD, MN
Past

September 16, 2009 - December 5, 2022

OSAIC WEALTH, INC.

BD
CRD#: 23131
GAYLORD, MN
Past

June 10, 2009 - September 21, 2009

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
LAKE ST. LOUIS, MO
Past

July 1, 2002 - June 4, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
GAYLORD, MN
Past

July 19, 1988 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(12/1/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/2/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PF
PANKONIN FINANCIAL GROUP
ASHTON PANKININ LLC | PANKONIN FINANCIAL GROUP | ASHTON PANKONIN LLC

CRD#: 322520 / SEC#:

Minnesota
Registered Investment Advisory firm - (12/1/2022 Approved)
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Contact information


Main Address
106 E Main St Suite 104, Belle Plaine, MN 56011
Mailing Address
Phone number
(952) 873-2703
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts829
AUM (Assets Under Management)$ 92,700,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PANKONIN FINANCIAL GROUP

CRD#: 322520Gaylord, MN 55334

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Contact information


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