DU
Daniel P. Uecker
PANKONIN FINANCIAL GROUP
Gaylord, MN 55334
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CRD#: 1850031
DU
Professional summary
Daniel Paul Uecker, who also goes by Dan Uecker, is a registered financial advisor currently at PANKONIN FINANCIAL GROUP located in Gaylord, Minnesota.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Daniel has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Uecker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PARTNER IN AN OFFICE BUILDING WITH THREE PARTNERS. HUG PROPERTIES, 335 MAIN AVE, GAYLORD, MN 2. IMMANUEL LUTHERAN CHURCH POSITION: Elder NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2019 ADDRESS: 312 5th St, Gaylord MN 55334, United States DESCRIPTION: Assist Pastor with Church service and serve on church council 3. GAYLORD CHAMBER OF COMMERCE POSITION: Pres NATURE: chamber of commerce for Gaylord INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2019 ADDRESS: 332 Main Ave, Gaylord MN 55334, United States DESCRIPTION: on chamber board to help with civic projects in Gaylord 4. HUG PROPERTIES LLP POSITION: Partner NATURE: LLP in office building that I am in INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2005 ADDRESS: 335 Main Ave, Gaylord MN 55334, United States DESCRIPTION: Mangae property 5. UECKER INSURANCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 06/01/1988 ADDRESS: 335 Main Ave, P O Box 926, Gaylord MN 55334, United States DESCRIPTION: Sell Health insurance and medicare products Through BCBSMN. Fixed life through National Gaurdian Life,Medicare PDP throughSilver script, Wellcare, Medica 6. HANTGEFUNERAL AVE; NO; GLENCOE, MN; FUNERAL HOME; ASSOCIATE; 06/2023; 12/MO; 1/MO;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Paul Uecker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2022 - Present
PANKONIN FINANCIAL GROUP
Office #1: 335 Main Ave., Gaylord, MN 55334RIA
CRD#: 322520
Gaylord, MN
Past
January 31, 2014 - December 2, 2022
FOCUS FINANCIAL
RIA
CRD#: 116140
GAYLORD, MN
Past
September 16, 2009 - December 5, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
GAYLORD, MN
Past
June 10, 2009 - September 21, 2009
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
LAKE ST. LOUIS, MO
Past
July 1, 2002 - June 4, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
GAYLORD, MN
Past
July 19, 1988 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(12/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PANKONIN FINANCIAL GROUP
ASHTON PANKININ LLC | PANKONIN FINANCIAL GROUP | ASHTON PANKONIN LLC
CRD#: 322520 / SEC#:
Minnesota
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Contact information
Main Address
106 E Main St Suite 104, Belle Plaine, MN 56011
Mailing Address
Phone number
(952) 873-2703
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 813 |
| AUM (Assets Under Management) | $ 73,700,000 |
Red Flags
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Company Information
PANKONIN FINANCIAL GROUP
CRD#: 322520Gaylord, MN 55334TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
