NE
Neal P. Engwall
G. A. REPPLE & COMPANY
Saint Petersburg, FL
Some features on this profile are disabled
CRD#: 1849650
NE
Professional summary
Neal Phillip Engwall, CFP®, ChFC®, CLU®, who also goes by Neal Engwall, is a registered financial advisor currently at G. A. REPPLE & COMPANY located in Saint Petersburg, Florida.
Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Neal has worked at 3 firms and has passed the Series 66, Series 65, Series 79TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neal Engwall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Engwall Enterprises LLC DBAS Smith Custom Cabinetry and Weiss Hardwoods - 7860 126TH Ave. N, LARGO, FL 33773 - Owner- Custom cabinets and mill work - Started 8/1/2011 - non-investment related - 20 Hrs. per month 8 Hrs. during trading hrs. 2) Sole Proprietor - 8507 Orient Way NE, St. Petersburg, FL 33702 - Owner/Sales Rep - Sale and service of fixed insurance products through various insurance companies - Started 3/8/1988 - non-investment related - 5 hrs. per month, 5 hrs. per month during trading. 3) Rental Property - 8507 Orient Way NE, St. Petersburg, FL 33702 - Owner - Residential rental property - started 4/1/2014 - noninvestment related - 1hr. per month 1 hr. per month during trading. 4) Christian Chamber of Commerce Tampa Bay - 29750 Us Hwy 19N, Clearwater, FL 33761 - Started 1/1/2025 - President - Lead monthly meetings and zoom call for board related activities - non-investment related - 4 hrs. per month 4 hrs. per month during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Neal Phillip Engwall's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Neal Phillip Engwall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 12, 2010 - Present
G. A. REPPLE & COMPANY
RIA
BD
CRD#: 17486
Saint Petersburg, FL
Current
January 4, 2010 - Present
G. A. REPPLE & COMPANY
RIA
BD
CRD#: 17486
Saint Petersburg, FL
Past
November 2, 2004 - December 31, 2009
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
ST PETERSBURG, FL
Past
January 23, 2003 - December 31, 2009
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
ST PETERSBURG, FL
Past
July 13, 1988 - December 20, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES
CRD#: 17486 / SEC#: 801-63426, 8-35315
RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/7/2020)
RR
Arizona(1/8/2020)
RR
California(1/7/2025)
RR
Colorado(1/5/2020)
RR
Florida(1/4/2010)
IAR
Florida(1/12/2010)
RR
Georgia(1/7/2025)
RR
Illinois(1/22/2020)
RR
Iowa(12/16/2024)
RR
Maryland(11/10/2010)
RR
Michigan(1/5/2022)
RR
Montana(1/9/2025)
RR
Nevada(1/6/2025)
RR
New Jersey(1/6/2025)
RR
New York(1/8/2020)
RR
North Carolina(9/13/2012)
IAR
North Carolina(1/9/2025)
RR
Ohio(2/21/2012)
RR
South Carolina(1/9/2025)
RR
Tennessee(1/5/2022)
RR
Texas(1/2/2020)
RR
Virginia(1/6/2025)
RR
Washington(8/10/2022)
IAR
Washington(1/6/2025)
RR
Wyoming(10/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES
CRD#: 17486 / SEC#: 801-63426, 8-35315
RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
101 Normandy Rd, Casselberry, FL 32707
Mailing Address
101 Normandy Rd, Casselberry, FL 32707
Phone number
(407) 339-9090
Established
Florida since 11/05/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
