Thomas B. Winmill
Professional summary
Thomas Bassett Winmill is a registered financial professional currently at MIDAS SECURITIES GROUP, INC. located in Rochester, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Bassett Winmill's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 1988 - Present
MIDAS SECURITIES GROUP, INC.
Office #1: 2255 Buffalo Road, Rochester, NY 14624November 23, 2010 - January 3, 2022
BEXIL SECURITIES LLC
November 21, 1988 - July 21, 1999
BULL & BEAR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2010)
(1/5/2018)
(9/11/2000)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
MIDAS SECURITIES GROUP, INC.
CRD#: 14009 / SEC#: , 8-29751
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WINMILL & CO. INCORPORATED | PARENT COMPANY | |
| KAMERMAN, RUSSELL LOUIS | SECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | 6432984 |
| KLIMOSKI, DONALD II | ASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER | 6854924 |
| OMALLEY, THOMAS | DIRECTOR, CFO, CAO, TREASURER, CONTROLLER | 1144851 |
| WINMILL, MARK CAMPBELL | PRINCIPAL | 1181703 |
| WINMILL, THOMAS BASSETT | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER | 1849082 |
Red Flags
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Company Information
MIDAS SECURITIES GROUP, INC.
CRD#: 14009Rochester, NY 14624TRUST BUT VERIFY
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