Franco Castro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franco Castro, who also goes by Franco B Castro, Franco Baltazar Castro, was a registered financial professional .
Franco is a previously registered financial professional and started their career in finance in 1988. Franco had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - January 18, 2017
CP CAPITAL SECURITIES
June 6, 2013 - January 13, 2014
ACTIVA CAPITAL MARKETS, INC.
February 27, 2006 - July 31, 2006
LATAM INVESTMENTS, LLC
December 5, 2005 - June 22, 2012
ACTIVA CAPITAL MARKETS, INC.
January 12, 2005 - March 18, 2005
TRADEPRO SECURITIES, LLC.
August 31, 2004 - November 8, 2004
EDIFICE CAPITAL, INC.
June 6, 2002 - November 5, 2004
LEVELX CAPITAL LLC
August 23, 2001 - April 10, 2002
ICBC STANDARD SECURITIES INC.
December 1, 2000 - June 18, 2001
PERSHING LLC
June 4, 1993 - March 5, 2001
THE PARTNERS FINANCIAL GROUP, INC.
August 4, 1988 - February 18, 1993
AMERISECURITIES CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CP CAPITAL SECURITIES
CRD#: 15029 / SEC#: 801-71535, 8-37309
Contact information
Disclosures
| Regulatory Event | 6 |
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