David G. Granowitz
Professional summary
David Glen Granowitz is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Glen Granowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 29, 2017 - November 5, 2018
LPL FINANCIAL LLC
June 22, 2015 - November 29, 2017
NATIONAL PLANNING CORPORATION
November 30, 2009 - June 24, 2015
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 22, 2008 - December 2, 2009
NRP FINANCIAL, INC.
October 11, 2006 - July 23, 2008
OSAIC SERVICES, INC.
March 4, 2005 - October 5, 2006
VOYA FINANCIAL ADVISORS, INC.
July 19, 1999 - March 2, 2005
AMERITAS INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
(10/11/2018)
(10/16/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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