Michael A. White
CETERA INVESTMENT ADVISERS LLC
WAUWATOSA, WI 53226
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CRD#: 1847519
Professional summary
Michael Austin White, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wauwatosa, Wisconsin and CETERA ADVISORS LLC located in Brookfield, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MICHAEL WHITE; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE: 4/1/2008 2.) JUST FORE KIDS FOUNDATION; DIRECTOR; NON-PROFIT ORGANIZATION; START DATE: 2/22/2010 3.) PRIME FINANCIAL SERVICES, INC.; DBA. 4.) MICHAEL WHITE; AGENT; INSURANCE; START DATE 04/01/2008 5.) GUIDANCE MORTGAGE;EMPLOYEE; MORTGAGE/BANKING;START DATE 02/01/2016; 8 HOURS PER MONTH. 6.) PRIME M&A REAL ESTATE; PARTNER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT; START DATE 05/08/2020; 4 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2000; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Austin White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 909 N. Mayfair Road Suite 200, Wauwatosa, WI 53226RIA
CRD#: 105644
WAUWATOSA, WI
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 675 N Barker Rd, Ste 110, Brookfield, WI 53045BD
CRD#: 10299
Brookfield, WI
Past
January 26, 2010 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
WAUWATOSA, WI
Past
May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Brookfield, WI
Past
January 3, 2007 - December 17, 2009
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
WAUWATOSA, WI
Past
July 13, 1993 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
WAUWATOSA, WI
Past
June 24, 1993 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
WAUWATOSA, WI
Past
June 28, 1989 - June 7, 1993
GENEVA SECURITIES,INC.
BD
CRD#: 16178
SCHAUMBURG, IL
Past
September 19, 1988 - June 30, 1989
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
MADISON, WI
Past
June 21, 1988 - September 23, 1988
SUPENA-NYMAN INVESTMENT CORPORATION
BD
CRD#: 8067
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Illinois(9/8/2022)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Nebraska(9/8/2022)
RR
New Mexico(9/8/2022)
RR
North Carolina(10/18/2022)
RR
North Dakota(9/16/2024)
RR
Ohio(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
South Carolina(9/8/2022)
IAR
Texas(5/16/2022)
RR
Texas(9/8/2022)
RR
Vermont(9/8/2022)
RR
Washington(9/8/2022)
RR
West Virginia(9/8/2022)
IAR
Wisconsin(11/12/2020)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wauwatosa, WI 53226TRUST BUT VERIFY
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