Ronald K. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald K Miller, who also goes by Ron Miller, Ronald Keith Miller, Ronald Keith Weltmer, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2013 - December 31, 2015
BCC ADVISORY SERVICES, LLC
March 13, 2013 - March 26, 2015
BCC ADVISORY SERVICES, LLC
August 23, 2011 - February 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2011 - February 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2001 - January 28, 2004
MOUNTAINVIEW SECURITIES, LLC
June 22, 1988 - August 24, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BCC ADVISORY SERVICES, LLC
CRD#: 143642 / SEC#: , 8-67588
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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