Stephen J. Constantine
Professional summary
Stephen James Constantine is a registered financial advisor currently at DSM CAPITAL PARTNERS located in Mount Kisco, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Stephen has worked at 2 firms and has passed the Series 3 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen James Constantine's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2009 - Present
DSM CAPITAL PARTNERS
Office #1: 320 East Main Street, Mount Kisco, NY 10549February 27, 1989 - May 9, 2001
CHARTER ATLANTIC SECURITIES COMPANY, INC.
Primary Firm SEC Registration
DSM CAPITAL PARTNERS
CRD#: 113609 / SEC#: 801-60423
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/15/2009)
Current Firm
DSM CAPITAL PARTNERS
CRD#: 113609 / SEC#: 801-60423
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,211 |
| AUM (Assets Under Management) | $ 7,133,320,000 |
Red Flags
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