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KK

Kamran M. Kadivar

MML DISTRIBUTORS
Boston, MA 02210
Some features on this profile are disabled
CRD#: 1847208
KK

Professional summary

Kamran Metree Kadivar, CIMA®, CPWA®, who also goes by Kamran Kadivar, Kamran Metree Kadivar, is a registered financial professional currently at MML DISTRIBUTORS, LLC located in Boston, Massachusetts.

Kamran is registered as a RR (Registered Representative) and started their career in finance in 1999. Kamran has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kamran Kadivar | Kamran Metree Kadivar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kamran Metree Kadivar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

CPWA®

Certified Private Wealth Advisor

Start date: 2008-04-29

Expire date: 2024-05-31

Experience

Current

November 26, 2021 - Present

MML DISTRIBUTORS, LLC

Office #1: 10 Fan Pier Blvd, Boston, MA 02210
BD
CRD#: 38030
Boston, MA
Past

January 9, 2019 - January 22, 2020

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Fort Lauderdale, FL
Past

December 18, 2018 - January 22, 2020

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

May 30, 2017 - December 10, 2018

ARISTOTLE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109876
FORT LAUDERDALE, FL
Past

May 12, 2017 - December 11, 2018

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

October 13, 2010 - January 27, 2017

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
FT LAUDERDALE, FL
Past

August 6, 2010 - January 27, 2017

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
FT. LAUDERDALE, FL
Past

November 7, 2008 - July 26, 2010

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
NEW YORK, NY
Past

January 4, 2007 - July 26, 2010

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
WINDSOR, CT
Past

July 8, 2004 - November 7, 2008

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
FL LAUDERDALE, FL
Past

June 15, 2002 - July 8, 2004

FURMAN SELZ CAPITAL MANAGEMENT LLC

RIA
CRD#: 105721
FORT LAUDERDALE, FL
Past

April 4, 2001 - January 3, 2007

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

October 19, 1999 - March 16, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/20/2021)
RR
Alaska
(12/20/2021)
RR
Arizona
(12/20/2021)
RR
Arkansas
(12/1/2021)
RR
California
(12/20/2021)
RR
Colorado
(12/20/2021)
RR
Connecticut
(11/29/2021)
RR
Delaware
(12/20/2021)
RR
District of Columbia
(12/20/2021)
RR
Florida
(11/30/2021)
RR
Georgia
(12/20/2021)
RR
Hawaii
(12/20/2021)
RR
Idaho
(12/20/2021)
RR
Illinois
(11/30/2021)
RR
Indiana
(11/30/2021)
RR
Iowa
(12/1/2021)
RR
Kansas
(11/29/2021)
RR
Kentucky
(12/20/2021)
RR
Louisiana
(11/30/2021)
RR
Maine
(11/30/2021)
RR
Maryland
(12/21/2021)
RR
Massachusetts
(11/29/2021)
RR
Michigan
(12/20/2021)
RR
Minnesota
(12/20/2021)
RR
Mississippi
(12/20/2021)
RR
Missouri
(11/29/2021)
RR
Montana
(12/20/2021)
RR
Nebraska
(12/1/2021)
RR
Nevada
(12/20/2021)
RR
New Hampshire
(12/20/2021)
RR
New Jersey
(1/19/2022)
RR
New Mexico
(12/20/2021)
RR
New York
(12/4/2021)
RR
North Carolina
(12/20/2021)
RR
North Dakota
(11/29/2021)
RR
Ohio
(11/26/2021)
RR
Oklahoma
(11/30/2021)
RR
Oregon
(12/20/2021)
RR
Pennsylvania
(12/9/2021)
RR
Puerto Rico
(12/20/2021)
RR
Rhode Island
(12/1/2021)
RR
South Carolina
(12/20/2021)
RR
South Dakota
(12/9/2021)
RR
Tennessee
(12/20/2021)
RR
Texas
(12/1/2021)
RR
Utah
(12/20/2021)
RR
Vermont
(11/30/2021)
RR
Virginia
(12/20/2021)
RR
Washington
(12/20/2021)
RR
West Virginia
(12/20/2021)
RR
Wisconsin
(11/30/2021)
RR
Wyoming
(12/20/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/28/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MD
MML DISTRIBUTORS, LLC
CONNECTICUT MUTUAL FINANCIAL SERVICES, LLC. | MML DISTRIBUTORS, LLC | MML DISTRIBUTORS, LIMITED LIABILITY COMPANY

CRD#: 38030 / SEC#: , 8-48203

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1295 State Street, Springfield, MA 01111
Mailing Address
1295 State Street, Springfield, MA 01111
Phone number
(413) 737-8400
Established
Connecticut since 11/10/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYMEMBER
BAGGETTA, VINCENT COSIMOCHIEF RISK OFFICER2431743
DUCH III, EDWARD KARLCHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT4808341
MASSMUTUAL HOLDING LLCMEMBER
PUHALA, JAMESCHIEF COMPLIANCE OFFICER5290483
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER AND TREASURER4364402
STEELE, DOUGLAS ROBERTCHIEF EXECUTIVE OFFICER AND PRESIDENT5026710

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MML DISTRIBUTORS, LLC

CRD#: 38030Boston, MA 02210

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