Murry M. Shapero
Professional summary
Murry Meir Shapero, who also goes by Moshe Shapero, Murray Meir Shapero, is a registered financial advisor currently at MAXIM FINANCIAL ADVISORS LLC located in New York, New York and MAXIM GROUP LLC located in Ft Lauderdale, Florida.
Murry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Murry has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Murry Meir Shapero's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2021 - Present
MAXIM FINANCIAL ADVISORS LLC
Office #1: 300 Park Ave 16th Fl, New York, NY 10022June 4, 2004 - Present
MAXIM GROUP LLC
Office #1: 1 East Broward Blvd Suite 1430, Ft Lauderdale, FL 33301October 27, 1998 - June 23, 2004
HD BROUS & CO., INC.
September 14, 1998 - October 9, 1998
LADENBURG CAPITAL MANAGEMENT INC.
August 18, 1995 - September 18, 1998
BARINGTON CAPITAL GROUP, L.P.
May 25, 1994 - August 15, 1995
A. R. BARON & CO., INC.
November 9, 1988 - June 1, 1994
D. H. BLAIR & CO., INC.
June 21, 1988 - November 2, 1988
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
MAXIM FINANCIAL ADVISORS LLC
CRD#: 139366 / SEC#: 801-66147
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2019)
(6/4/2004)
(6/7/2004)
(6/4/2004)
(6/25/2004)
(6/4/2004)
(6/4/2004)
(4/18/2016)
(11/12/2019)
(6/4/2004)
(6/8/2004)
(6/4/2004)
(6/4/2004)
(8/19/2021)
(6/4/2004)
(7/8/2021)
(6/8/2004)
(3/28/2016)
(6/9/2004)
(6/4/2004)
(6/4/2004)
(6/4/2004)
(6/4/2004)
Exams
FINRA
Nasdaq Stock Market
Current Firm
MAXIM FINANCIAL ADVISORS LLC
CRD#: 139366 / SEC#: 801-66147
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 753 |
| AUM (Assets Under Management) | $ 396,466,473 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 09/17/2024 | ||
| 12/19/2023 | ||
| 01/24/2023 |
Red Flags
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