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GH

Guy P. Haselmann

APPIA FINANCIAL SERVICES
JERSEY CITY, NJ 07302
Some features on this profile are disabled
CRD#: 1845975
GH
Guy Philip Haselmann CAIAAPPIA FINANCIAL SERVICES

Professional summary

Guy Philip Haselmann CAIA, who also goes by Guy Philip Haselmann, is a registered financial professional currently at APPIA FINANCIAL SERVICES located in Jersey City, New Jersey.

Guy is registered as a RR (Registered Representative) and started their career in finance in 1988. Guy has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Aliases

Guy Philip Haselmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Guy Philip Haselmann CAIA's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2026 - Present

APPIA FINANCIAL SERVICES

Office #1: 101 Hudson Street 21st Floor, Jersey City, NJ, 07302
BD
CRD#: 335559
JERSEY CITY, NJ
Past

May 27, 2022 - December 3, 2024

METLIFE INVESTMENTS SECURITIES, LLC

BD
CRD#: 285684
Whippany, NJ
Past

September 10, 2020 - August 12, 2021

TRIAD SECURITIES CORP

BD
CRD#: 11363
NEW YORK, NY
Past

March 12, 2019 - September 3, 2020

ASTOR RIDGE N.A. LLP

BD
CRD#: 282626
RUMSON, NJ
Past

July 31, 2017 - January 3, 2019

OPENDOOR SECURITIES LLC

BD
CRD#: 226581
Jersey City, NJ
Past

July 12, 2011 - May 16, 2016

SCOTIA CAPITAL (USA) INC.

BD
CRD#: 2739
NEW YORK, NY
Past

July 30, 2004 - June 27, 2007

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

June 21, 1988 - September 19, 1994

LEHMAN BROTHERS INC.

BD
CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/15/2026)
RR
Connecticut
(7/15/2026)
RR
Florida
(7/15/2026)
RR
Massachusetts
(7/15/2026)
RR
New Jersey
(7/15/2026)
RR
New York
(7/15/2026)
RR
North Carolina
(7/15/2026)
RR
Texas
(7/15/2026)
RR
Wisconsin
(7/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/31/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/11/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/11/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
APPIA FINANCIAL SERVICES
APPIA FINANCIAL SERVICES | APPIA FINANCIAL SERVICES, LLC

CRD#: 335559 / SEC#: , 8-71348

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Vesey Street 24th Floor, New York, NY, 10281
Mailing Address
200 Vesey Street 24th Floor, New York, NY, 10281
Phone number
(646) 952-8699
Established
Delaware since 10/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
APPIA CAPITAL PARTNERS LLCOWNER
PECKHOLDT, KEITH EDWARDFINANCIAL AND OPERATIONS PRINCIPAL1271599
PICONE, EUGENEVICE PRESIDENT - SECURITIES LENDING4997432
ROTHBAUM, BRAD ANDERSCHIEF COMPLIANCE OFFICER1802673
STRACQUADANIO, JOHNCHIEF EXECUTIVE OFFICER1643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APPIA FINANCIAL SERVICES

CRD#: 335559Jersey City, NJ 07302

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