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John Stracquadanio

APPIA FINANCIAL SERVICES
JERSEY CITY, NJ
·CRD# 1643369·31 years experience

Professional Summary

John Stracquadanio is a registered financial advisor currently at APPIA FINANCIAL SERVICES located in Jersey City, New Jersey. John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 57TO, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

APPIA FINANCIAL SERVICES·CRD# 335559
BD
1. 101 Hudson Street 21st Floor, Jersey City, NJ, 073022. 101 Hudson Street 21st Floor, Jersey City, NJ, 07302
January 29, 2026 - Present
SCOTIA CAPITAL (USA) INC.·CRD# 2739
BD
New York, NY
September 10, 2010 - August 10, 2020
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
August 25, 1998 - April 22, 2010
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
July 1, 1998 - July 22, 1998
ING BARING (U.S.) SECURITIES, INC.·CRD# 5285
BD
New York, NY
April 28, 1997 - July 1, 1998
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
February 21, 1995 - April 23, 1997

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Current Firm

AF
APPIA FINANCIAL SERVICES

APPIA FINANCIAL SERVICES | APPIA FINANCIAL SERVICES, LLC

CRD#: 335559 / SEC#: 8-71348
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

101 Hudson Street 21st Floor, Jersey City, NJ, 07302

Mailing Address

101 Hudson Street 21st Floor, Jersey City, NJ, 07302

Phone Number

(201) 633-2310

Established

Delaware since 10/25/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
APPIA CAPITAL PARTNERS LLCOWNER—
PECKHOLDT, KEITH EDWARDFINANCIAL AND OPERATIONS PRINCIPAL1271599
PICONE, EUGENEVICE PRESIDENT - SECURITIES LENDING4997432
ROTHBAUM, BRAD ANDERSCHIEF COMPLIANCE OFFICER1802673
STRACQUADANIO, JOHNCHIEF EXECUTIVE OFFICER1643369

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/7/2026)
RR
Connecticut
(5/7/2026)
RR
Florida
(5/7/2026)
RR
Massachusetts
(6/26/2026)
RR
New Jersey
(5/7/2026)
RR
New York
(5/7/2026)
RR
North Carolina
(5/7/2026)
RR
Texas
(5/28/2026)
RR
Wisconsin
(5/7/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2026About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2026About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2026About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2026About the SIE exam

Series 57TO — Securities Trader Exam

Passed Jan 2026About the Series 57TO exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2001

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2026About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Stracquadanio's CRS (Customer Relationship Summary).

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