PS
Philip C. Stenseth
THE BAKER GROUP, LP
Tulsa, OK 74105
Some features on this profile are disabled
CRD#: 1845025
PS
Professional summary
Philip Clark Stenseth, who also goes by Phil Stenseth, is a registered financial advisor currently at THE BAKER GROUP, LP located in Tulsa, Oklahoma.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Philip has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 50, SIE, Series 7, Series 54, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Stenseth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BAKER ASSET MANAGEMENT, INC. 1601 NW EXPRESSWAY, SUITE 1710 OKC, OK 73118 -Registered Investment Adviser -greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -5/4/2020 Start Date -Time spent daily: 2-3 hours per day -Time spent during market hours: 1-2 per day Stone Sisters Organics 1519 CAMDEN WAY NICHOLS HILLS, OK 73116 -PIZZA RESTAURANT -PARTNER -02/15/2018 START DATE -0 HOURS PER MONTH -0 TIME SPENT DURING MARKET HOURS BAKER GROUP SOFTWARE SOLUTIONS, INC. 1601 NW Expressway, 20th Floor OKC, OK 73118 - Banking reporting and analytics management solutions software development and administration. - Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. - Not investment related - Start date: January 2012 - Time spent daily: <1 hour per day - Time spent during market hours: <1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 -State registered investment adviser -Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -Start date: January 2012 -Time spend daily: less than 1 hour per day -Time spent during market hours: less than 1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 - SEC registered municipal advisor - Greater than 10% direct ownership. Will receive accrued earning to be paid at year-end. - Investment related - Start date: July 2014 - Time spent daily: less than 1 hour per day - Time spent during securities trading hours: less than1 hour per day STONESETH, LLC/ARBUCKLE OUTFITTERS - Investment related: No - 1519 Camden Way, Nichols Hills, OK 73116 - An all vacation rental properties - 100% Ownership and a passive investment - Start Date: 12/09/2022 - Time spent on activity weekly: 1 hour - Time spent during trading hours: 0 - This is an all vacation rental properties with a full-time property manager.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Clark Stenseth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Philip Clark Stenseth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2002 - Present
THE BAKER GROUP, LP
Office #1: 3220 South Peoria Avenue Suite 102, Tulsa, OK 74105Office #2: 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426Office #3: 1601 N W Expressway 21st Floor, Oklahoma City, OK 73118-1426Office #4: 1601 N.w. Expressway Suite 2000, Oklahoma City, OK 73118-1401RIA
BD
CRD#: 7888
Tulsa, OK
Current
June 22, 1988 - Present
THE BAKER GROUP, LP
Office #1: 3220 South Peoria Avenue Suite 102, Tulsa, OK 74105Office #2: 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426Office #3: 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426RIA
BD
CRD#: 7888
Tulsa, OK
Past
May 20, 2020 - April 7, 2025
BAKER ASSET MANAGEMENT
RIA
CRD#: 136180
OKLAHOMA CITY, OK
Past
August 8, 1989 - April 26, 1991
COMMUNITY BANCBROKERAGE CORPORATION
BD
CRD#: 23582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(8/12/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
THE BAKER GROUP, LP
JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP
CRD#: 7888 / SEC#: 801-64345, 8-23684
RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426
Mailing Address
1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426
Phone number
(405) 415-7202
Established
Oklahoma since 05/20/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
12
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAMES BAKER GROUP, INC. | GENERAL PARTNER | |
| HAYHURST, RYAN WARNER | PRESIDENT | 2783567 |
| HILL, RONALD AUSTIN | MANAGING PARTNER | 4652327 |
| HUXLEY, CARL WAYNE | CHIEF EXECUTIVE OFFICER | 5476871 |
| THE BAKER GROUP SOFTWARE SOLUTIONS, INC. | CLASS A LIMITED PARTNER | |
| AFFOLDER, BRIAN LEE | MANAGING PARTNER | 2170742 |
| BAUMANN, MARK DUANE | MANAGING PARTNER | 5977593 |
| BLOSS, JOHN DAVID | MANAGING PARTNER | 5423261 |
| CURRIE, JOHN TAYLOR | MANAGING PARTNER | 2800397 |
| HART, FRANK GERALD | MANAGING PARTNER | 5666950 |
| KINZER, JANTZ HUGHES | MANAGING PARTNER | 2398922 |
| OAKES, JEFFREY ROBERT | MANAGING PARTNER | 4020640 |
| PHILLIPS, KATHRYN ANNE | MANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER | 4707853 |
| STENSETH, PHILIP CLARK | MANAGING PARTNER | 1845025 |
| WRINKLE, MISTY WELLS | CHIEF COMPLIANCE OFFICER | 2752550 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE BAKER GROUP, LP
CRD#: 7888Tulsa, OK 74105TRUST BUT VERIFY
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Contact information
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