AH
Andre S. Habib
SANTANDER SECURITIES LLC
Sudbury, MA 01776
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CRD#: 1844986
AH
Professional summary
Andre S Habib, who also goes by Andre S Habib, Andre Selim Habib, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Sudbury, Massachusetts.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Andre has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andre S Habib | Andre Selim Habib
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andre S Habib's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andre S Habib's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2020 - Present
SANTANDER SECURITIES LLC
Office #1: 526 Boston Post Road, Suite A, Sudbury, MA 01776Office #2: 409 Massachusetts Avenue, Acton, MA 01720Office #3: 70 East Main Street, Westboro, MA 01581Office #4: 12 Front Street, Ashland, MA 01721Office #5: 223 Main Street, Nashua, NH 03060Office #6: 1 Wood Street, Lowell, MA 01851Office #7: 13 Northeastern Boulevard, Nashua, NH 03062Office #8: 489 Merrimack Street, Lowell, MA 01854RIA
BD
CRD#: 41791
Sudbury, MA
Current
April 23, 2020 - Present
SANTANDER SECURITIES LLC
Office #1: 526 Boston Post Road, Suite A, Sudbury, MA 01776Office #2: 409 Massachusetts Avenue, Acton, MA 01720Office #3: 70 East Main Street, Westboro, MA 01581Office #4: 12 Front Street, Ashland, MA 01721Office #5: 223 Main Street, Nashua, NH 03060Office #6: 1 Wood Street, Lowell, MA 01851Office #7: 13 Northeastern Boulevard, Nashua, NH 03062Office #8: 489 Merrimack Street, Lowell, MA 01854RIA
BD
CRD#: 41791
Sudbury, MA
Past
April 6, 2015 - April 15, 2020
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
FRAMINGHAM, MA
Past
April 3, 2015 - April 15, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
FRAMINGHAM, MA
Past
February 24, 2015 - April 8, 2015
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
WAKEFIELD, MA
Past
October 11, 2012 - December 31, 2014
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
WAKEFIELD, MA
Past
May 12, 2009 - April 8, 2015
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
WAKEFIELD, MA
Past
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
MIAMI, FL
Past
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
MIAMI, FL
Past
July 11, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
DOWNERS GROVE, IL
Past
July 10, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
DOWNERS GROVE, IL
Past
August 13, 2001 - April 19, 2007
NEW ENGLAND SECURITIES
BD
CRD#: 615
WORCESTER, MA
Past
July 22, 1999 - August 10, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 22, 1999 - August 10, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
July 29, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
July 12, 1988 - April 13, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/24/2020)
RR
Florida(4/23/2020)
RR
Kansas(4/8/2025)
RR
Massachusetts(4/23/2020)
IAR
Massachusetts(4/29/2020)
RR
New Hampshire(9/1/2020)
IAR
New Hampshire(4/3/2024)
RR
New York(6/7/2023)
RR
Rhode Island(12/20/2023)
RR
Tennessee(1/2/2024)
RR
Texas(8/16/2021)
RR
Vermont(9/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Sudbury, MA 01776TRUST BUT VERIFY
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Contact information
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