Derek D. Alexander
Professional summary
Derek Dwight Alexander is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1993. Derek has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Dwight Alexander's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 27, 2014 - August 6, 2015
ALLSTATE FINANCIAL SERVICES, LLC
June 3, 2013 - January 13, 2014
COMMONWEALTH FINANCIAL NETWORK
April 24, 2012 - June 13, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 9, 2006 - March 20, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
October 4, 1995 - January 3, 2006
CITISTREET FINANCIAL SERVICES LLC
September 27, 1995 - December 31, 2005
CITISTREET EQUITIES LLC
April 18, 1994 - September 11, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 18, 1994 - September 11, 1995
OSAIC FA, INC.
November 12, 1993 - April 18, 1994
EQUITY SERVICES, INC.
October 4, 1993 - October 26, 1993
BROOKLIGHT PLACE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2015)
(1/3/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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